Compliance Manager

3 weeks ago

Mumbai, Maharashtra, India Liberty Mutual Full time
Job Description

Key Responsibilities:

- Preparation delivery of compliance review testing plan.
- Independently concludes on the effectiveness of controls through the review and monitoring.
- Communication of control issues and related recommendations to Operational management and respective team.
- Provide recommendations for finding rankings and effectively supports conclusions during discussions with business functions.
- Maintains proficient technical knowledge of highly complex business processes.
- Interprets the associated risks, develops testing approaches, and proposes solutions.
- Independently plans future assignments, including communicating effectively with Liberty Management.
- Leads staff through risk analysis, control identification, and audit program development. Identifies/proposes audit scope adjustments as needed.
- Monitor the internal audit/MOP/ regulatory audit/statutory audit findings and ensure timely resolution of the issues in co-ordination with business function and auditors.
- Formulates and executes continuous process and organizational improvement direction and programs that enhance overall effectiveness; proactively seeks ways to improve compliance review process and department management processes.
- Coordination and completion of various regulatory audits and ensuring the implementation of the recommendations by various regulatory auditors.

Qualifications

CA

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