Compliance Officer

5 days ago

Thane, India Equirus Full time

Qualification: Graduation/ CA / MBACompany Secretary will be preferred but non mandatory.Experience: Minimum 4 + years of relevant experienceExperience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred.Role Details:- Ability to liaise and interact with regulators.- Ability to manage Audits.- Ensuring 100% compliance across all existing and new products that the company manages.- Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc.- Should be aware of the latest regulatory requirements on all products.- Support and guide in the implementation of new products as required by the company.- Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system.- Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team.- Work on any other compliance matters as assigned from time to time.- Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects

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