Compliance Manager
6 days ago
About us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile applications and web platforms. Today 5paisa is a go-to platform for serious traders and investors.Role Overview:We are seeking a proactive Compliance Manager to oversee regulatory reporting, membership compliance, and governance across Exchanges, Depositories, and SEBI. If you excel at detailed submissions and regulatory coordination, this role lets you uphold strong compliance standards and ensure smooth regulatory operations.What You’ll Do:Regulatory Reporting & Submissions:- Manage periodic and incidental submissions to Exchanges and Depositories, including regulatory, cyber, audit, risk, and compliance reports.- Ensure timely reporting and resolution of technical glitches.- Oversee monthly, quarterly, half-yearly, and annual QSB submissions.Membership Compliance & Regulatory Correspondence:- Handle SEBI, Exchange, and Depository correspondences related to membership compliance.- Manage changes and renewals (Compliance Officer, Directors, Shareholding, KMP, office address, etc.)- Coordinate issuance of certificates, renewals of licenses/insurance, and submission of product approval documents.- Prepare undertakings for opening/closing
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Compliance Manager
6 days ago
Thane, India 5paisa Full timeAbout us:5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
23 hours ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India‘s fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, India 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Manager
7 days ago
Thane, Maharashtra, India, Maharashtra 5paisa Full timeAbout us: 5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile...
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Compliance Officer
4 days ago
Thane, India Equirus Full timeQualification: Graduation/ CA / MBACompany Secretary will be preferred but non mandatory.Experience: Minimum 4 + years of relevant experienceExperience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred.Role Details:- Ability to liaise and interact with regulators.- Ability to manage Audits.- Ensuring 100% compliance...
