Senior Associate

4 weeks ago


Lucknow, Uttar Pradesh, India Genpact Full time
Job Description

We are seeking a highly skilled Senior Associate to join our AML/KYC team at Genpact. As a Senior Associate, you will be responsible for conducting AML and KYC checks for a global investment bank, including assessing alerts, investigations, and reviews as per policy.

Key Responsibilities:

  • Conduct review on alerts generated for transaction monitoring or screening alerts in Sanctions, Adverse Media, and Politically Exposed Persons.
  • Conduct open source search to find relevant information to complete the investigation and review.
  • Perform due diligence of documents provided for customers as per bank's policy and guidelines.
  • Capture information and documents from internal systems/teams as per established norms of the bank on KYC documentation per policy.
  • Initiate and coordinate client outreach to fetch client documentation.
  • Conduct false positive analysis on matches identified for counterparties alerted during watch list, sanctions, and adverse media screening.
  • Mitigate or call out true hits for AML adverse concerns and collaborate closely for further action.
  • Close interaction with customers/business as an SME in the area of AML/Compliance.
  • Adhere to critical metrics and business SLAs.
  • Responsible for preparing and reporting out their own SLAs.

Qualifications:

  • University graduate in any field.
  • Relevant work experience.
  • Sound business communication (in English) is a must-have.

Preferred Skills:

  • Experienced in CDD/EDD of clients for Investment or Retail Bank, including periodic review/KYC refresh.
  • Ability to conduct detailed investigation in Adverse/Negative Media and Transaction Surveillance/Monitoring.
  • Sound understanding of Sanctions, PEP, and other watch lists required to perform core job for alert adjudication in accordance with bank's policies.
  • Ability to independently research, analyze, and recommend solutions to close open items and discrepancies.
  • Knowledge of AML/KYC controls including front-end systems, applications, data sources, and back-end controls.
  • Experience on tools like World Check, Banker's Almanac, Actimize, RDC, Lexis Nexis, Dow Jones, and regulatory databases such as FINRA, Company House, and other local regulators and company registries.
  • Exposure to AML with Institutional clients/Investment Banking and products.
  • Understanding the requirements of CDD, EDD, and CIP to ensure compliance under regulations.
  • Good experience in MS-Office applications like Excel, Word, PowerPoint, Outlook, etc.


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