
Compliance Lead
3 days ago
Job Title: Senior Manager/Chief Manager-Compliance
">This job opening is for a highly skilled and experienced professional to lead the compliance function of a leading fund management firm. The role will involve coordinating with clients, resolving regulatory queries, and ensuring regulatory compliances.
">The ideal candidate should have a good experience in activities in the securities market or financial products, including portfolio management, broker dealer, investment advisor, wealth manager, research analyst, or fund management.
">Candidates with exposure in AIF/PMS compliance will be preferred. The successful candidate will be responsible for:
">• Coordinating with clients for SEBI AIF/PMS compliances
">• Resolving regulatory queries of clients
">• Coordinating during inspections/audits
">• Assisting in various group-level restructuring projects as initiated by the company from time to time
">• Ensuring regulatory compliances for the company for current and future regulatory projects
">Excellent verbal and written communication skills are essential for this role. If interested, please share your updated CV at nidhi@thepremierconsultants.com.
- ">
- Compliance">
- AIF">
- PMS">
- Alternate Investment Fund">
- Portfolio Management Services">
- SEBI Compliance">
- SEBI Regulations">
- Capital Market">
- FPI">
- FDI">
- Equity Funds">
- Hedge Funds">
- AIF Compliance Management">
- AIF Inspection Handling">
- PMS Compliance">
- Custodian">
- Risk Categorization">
- SEBI">
- Custody">
- Fixed Income">
- Inspection">
- Regulatory">
- Audit">
- Hedge Fund">
- Capital Market
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