Financial Services Compliance Associate

5 days ago

Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000
Job Description

We are seeking a skilled Financial Services Compliance Associate to join our team. As a key member of our Regulatory Reporting Team, you will play a critical role in ensuring the accuracy and completeness of our financial reporting across all asset classes.

Key Responsibilities
  • Perform and/or manage various exception management functions across reporting for all asset classes, across multiple jurisdictions
  • Ensure accurate, timely, and complete reporting
  • Work closely with our technology development teams to design system solutions to automate as much of the exceptions process as possible
  • Liaise with internal and external teams to propose developments to the current architecture to ensure greater compliance with regulatory requirements and drive improved Straight-Through Processing (STP) of our reporting across all asset classes
  • Perform root cause analysis or exceptions with investigation and appropriate escalation of any significant issues found through testing, rejection remediation, or any other stream to senior management to ensure transparency exists in our controls
  • Ability to build and maintain effective operational processes and prioritize activities based on risk
  • Clear communication and escalation. Ability to recognize high-risk situations and deal with them in a prompt manner
Required Skills and Qualifications
  • 5-8 years' work experience within an Operations role within financial services
  • Graduate in Science/Technology/Engineering/Mathematics
  • Regulatory experience (MIFIR, EMIR, Dodd-Frank, Bank of England, etc.) is preferred
  • Preferable experience in Middle Office/Back Office, Reference Data, and excellent in Trade Life Cycle (at least 2 asset classes: Equities, Credits, Rates, Foreign Exchange, Commodities)
  • Ability to work independently, as well as in a team environment
  • Clear and concise communication and escalation. Ability to recognize high-risk situations and deal with them in a prompt manner
  • Ability to identify and prioritize multiple tasks that have potential operational risk and P/L impact in an often high-pressure environment
  • Experience in data analysis with intermediate/advanced Microsoft Office Suite skills, including VBA
  • Experience in building reports and BI analysis with tools such as SAP Business Objects, Tableau, QlikView, etc.
  • Advanced SQL Experience is preferred
Benefits

This role offers a unique opportunity to work in a dynamic and challenging environment, where you will be able to develop your skills and expertise in financial services compliance. You will have the chance to work with a talented team of professionals who are passionate about delivering high-quality results.

Others

Please note that this job description is not exhaustive and you may be required to perform other duties as necessary.

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