Senior Regulatory Compliance Professional

1 week ago

Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

Job Opportunity

We are seeking a detail-oriented and proactive compliance professional to join our organization. The successful candidate will play a critical role in ensuring that our trading activities and internal practices comply with regulatory standards and internal policies.

Key Responsibilities:

  • Conduct thorough reviews of employee trading activities, ensuring strict adherence to regulatory requirements, watchlists, and restricted lists in accordance with both external and internal compliance protocols.
  • Enforce a robust trade preclearance process, meticulously reviewing and approving employee trade requests prior to execution to ensure alignment with regulatory guidelines and our internal trading policies.
  • Collaborate with investment banks and approved brokers to establish and maintain employee trading accounts, ensuring the accurate and timely reporting of transactions in compliance with our firm's standards.
  • Perform detailed analyses of statements from non-approved brokers, verifying compliance with our code of ethics and trading regulations.
  • Regularly monitor e-communications within the organization to identify and address potential breaches related to the leakage of Material Non-Public Information (MNPI).

Qualifications:

  • Bachelor's degree in commerce, finance, accounting, business, law, or a related field.
  • Minimum of 5+ years of experience in compliance, regulatory affairs, or a related field, preferably within the financial services industry.
  • Strong written and verbal communication skills, with the ability to collaborate effectively across departments.

This role requires someone with excellent analytical skills, attention to detail, and the ability to collaborate across departments to maintain the highest standards of corporate governance and ethics. If you have an understanding of financial products and compliance best practices, this could be the ideal opportunity for you.

  • Regulatory Compliance Professional

    1 week ago

    Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 14,16,000

    Job Description:This role involves ensuring adherence to regulatory requirements, which includes timely submission of returns to relevant authorities. Effective management of this process is crucial in maintaining a strong corporate reputation.Key Responsibilities:Conduct thorough AML transaction monitoring and review customer Risk CategorizationCollaborate...

  • Senior Regulatory Compliance Specialist

    1 week ago

    Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 75,00,000 - ₹ 1,24,00,000

    Regulatory Oversight ProfessionalWe are seeking a highly skilled and experienced professional to join our team in a key role within Regulatory Relations. This is an exciting opportunity to work in a dynamic environment that oversees supervisory activities of regulators and related developments across regions.The successful candidate will be responsible for...

  • Regulatory Compliance Specialist

    5 days ago

    Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000

    Job Role OverviewThe Compliance Manager position plays a pivotal role in ensuring our organization's adherence to regulatory requirements.Key Responsibilities:Maintain timely submissions of returns to relevant authorities.Oversee Anti-Money Laundering (AML) transaction monitoring and review risk categorization strategies for customers.Collaborate with...

  • Regulatory Compliance Specialist

    1 week ago

    Jaipur, Rajasthan, India Chakr Innovation Full time

    Job Overview: We are seeking a Sr. Engineer in the Homologation department to lead the homologation process for a retrofit emission control device and automotive related products. The candidate will be responsible for driving all the homologation related activity I.e., both technical and non-technical for the system, leading the homologation team, and...

  • Senior Regulatory Compliance Specialist

    2 weeks ago

    Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 60,00,000 - ₹ 1,20,00,000

    Our team is responsible for creating and implementing operational procedures that provide regulatory services for various divisions of the organization. This role supports us in ensuring regulatory compliance by partnering with the regulatory department to translate regulations into operational processes, developing IT infrastructure, and implementing...

  • Strategic Compliance Professional

    1 week ago

    Jaipur, Rajasthan, India beBeeGovernance Full time ₹ 1,80,00,000 - ₹ 2,20,00,000

    Compliance and Governance RoleWe are seeking a highly skilled professional to assume the role of Compliance Officer and Corporate Secretary. The ideal candidate will be responsible for ensuring statutory and regulatory compliance, as well as maintaining effective corporate governance practices.The successful candidate will play a crucial role in advising the...

  • Regulatory Compliance Specialist

    2 weeks ago

    Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 28,00,000

    Regulatory Compliance SpecialistThis role involves collaborating with regulatory bodies, ensuring seamless communication between departments, and maintaining a thorough understanding of local authorities and government agencies.Key Responsibilities:Ensure compliance with local, state, and federal regulations and industry standards.Monitor and track...

  • Senior Regulatory Affairs Professional

    1 week ago

    Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 10,00,000 - ₹ 20,00,000

    Job Title:Regulatory Affairs Specialist The main goal of this role is to prepare, review and maintain regulatory documents to ensure compliance with international guidelines and country-specific requirements.This involves coordination with internal teams and external stakeholders to support product registrations, timely dossier submissions, query responses...

  • Regulatory Compliance Specialist

    1 week ago

    Jaipur, Rajasthan, India beBeeRegulatory Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job Title: Regulatory Compliance SpecialistWe are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring all regulatory submissions are made on time and in the correct format.About the Role:The role involves ensuring that all regulatory submissions, including new business...

  • Regulatory Compliance Specialist

    2 weeks ago

    Jaipur, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    We are seeking a skilled professional to fill an urgent open position for a DM role under enforcement (regulatory).Qualification requirements include CISA Certification (completed or pursuing) along with CA or MBA finance graduate or BE/B.Tech, preferably CISA+CA.The ideal candidate should have 0 to 2 years of experience in the field.The required skills and...