Regulatory Compliance Professional

Job OpportunityWe are seeking a detail-oriented and proactive compliance professional to join our organization. The successful candidate will play a critical role in ensuring that our trading activities and internal practices comply with regulatory standards and internal policies.Key Responsibilities:Conduct thorough reviews of employee trading activities,...

Regulatory Compliance ProfessionalJob OverviewWe are seeking a seasoned Regulatory Compliance Professional to guarantee adherence to regulatory and statutory requirements, conduct Anti-Money Laundering (AML) transaction monitoring, and provide support in compliance reviews.Evaluate the timeliness of submissions to regulatory bodiesConduct AML transaction...

Regulatory Compliance ProfessionalThis is a highly specialized role ensuring the organization adheres to all regulatory requirements.Key Responsibilities:Monitoring and implementing regulatory updates relevant to the organization.We are looking for an experienced professional with expertise in risk management, legal matters, and regulatory...

Job Title: Regulatory Compliance Specialist\As a key member of our organization, you will be responsible for ensuring regulatory compliance across pharmaceuticals and medical devices. You will prepare, review, and submit regulatory filings, interact with regulatory authorities, and develop regulatory strategies to support product development and lifecycle...

Regulatory Compliance SpecialistThis role involves collaborating with regulatory bodies, ensuring seamless communication between departments, and maintaining a thorough understanding of local authorities and government agencies.Key Responsibilities:Ensure compliance with local, state, and federal regulations and industry standards.Monitor and track...

Job Title: Regulatory Compliance SpecialistWe are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring all regulatory submissions are made on time and in the correct format.About the Role:The role involves ensuring that all regulatory submissions, including new business...

We are seeking a skilled professional to fill an urgent open position for a DM role under enforcement (regulatory).Qualification requirements include CISA Certification (completed or pursuing) along with CA or MBA finance graduate or BE/B.Tech, preferably CISA+CA.The ideal candidate should have 0 to 2 years of experience in the field.The required skills and...

Job Overview:This role involves liaison with regulatory bodies to ensure effective communication and thorough understanding of local authorities and government regulations.Key ResponsibilitiesCompliance Oversight:Ensure manufacturing plant compliance with local, state, and federal regulations and industry standardsMonitor and track regulatory changes to...

Regulatory Operations RoleWe are seeking a Regulatory Filtering Analyst to join our team. This role is responsible for defining and implementing procedures that provide regulatory operations services for various divisions of the bank.Job DescriptionThis position plays a critical role in supporting the bank's efforts to ensure regulatory compliance. The...

Key Responsibilities of a Compliance Analyst include ensuring the organization adheres to regulatory frameworks, conducting internal reviews and compliance risk assessments, and maintaining accurate documentation for internal compliance controls.Ensure adherence to RBI, SEBI, and other regulatory frameworks.Conduct regular internal reviews and compliance...