
Regulatory Compliance Expert
11 hours ago
We are seeking a seasoned Regulatory Compliance Professional to guarantee adherence to regulatory and statutory requirements, conduct Anti-Money Laundering (AML) transaction monitoring, and provide support in compliance reviews.
- Evaluate the timeliness of submissions to regulatory bodies
- Conduct AML transaction monitoring and review customer risk categorization
- Provide assistance in compliance reviews and monitoring of various departments
- Coordinate communication with regulatory authorities
- Support the preparation of management information dashboards
The ideal candidate will possess a strong understanding of regulatory requirements, excellent analytical skills, and the ability to work effectively in a collaborative environment.
Key Responsibilities:- Regulatory Compliance: Ensure that all submissions to regulatory bodies are made in a timely manner and in compliance with relevant regulations.
- AML Transaction Monitoring: Conduct regular monitoring of transactions to identify potential risks and review customer risk categorization.
- Compliance Reviews: Assist in conducting comprehensive reviews of various departments to ensure compliance with regulatory requirements.
- Communication: Coordinate all communications with regulatory authorities and provide updates on compliance matters.
- Reporting: Support the preparation of management information dashboards for senior management.
This role is responsible for ensuring that our organization maintains complete compliance with all relevant regulations and laws. This includes maintaining accurate records, conducting regular audits, and providing training to staff members.
Requirements:- Bachelor's degree in a related field (e.g., law, finance, accounting)
- Proven experience in compliance or a related field
- Strong knowledge of regulatory requirements and laws
- Excellent analytical and problem-solving skills
- Ability to work effectively in a collaborative environment
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