
Regulatory Compliance Specialist
5 days ago
**Job Title:** Regulatory Reporting Specialist
**Overview:
The role is part of a team responsible for ensuring compliance with regulatory requirements across all asset classes. This includes exception management, MIS compilation, and user acceptance testing.
**Key Responsibilities:
- Perform daily exception management functions across reporting for all asset classes.
- Ensure accurate, timely, and complete reporting.
- Collaborate with technology development teams to automate exceptions processes.
- Liaise with internal and external teams to propose architecture improvements.
- Analyze and escalate significant issues found through testing or rejection streams.
**Required Skills and Qualifications:
- 2-7 years' experience in an Ops role within financial services.
- Graduate degree in Science, Technology, Engineering, or Mathematics (STEM).
- Regulatory experience (MIFIR, EMIR, Dodd Frank, Bank of England) is preferred.
**Benefits:
- Flexible working arrangements.
- Training and development opportunities.
- Coaching and support from experts in your team.
- A culture of continuous learning.
- A range of flexible benefits.
**About the Role:
This Analytics Consultant position is part of our Data Science & Analytics department, supporting investment banking, venture capital, and private equity initiatives.
**What We Offer:
We provide best-in-class leave policies, gender-neutral parental leaves, 100% reimbursement under child care assistance benefit, flexible working arrangements, sponsorship for industry-relevant certifications and education, employee assistance programs, comprehensive hospitalization insurance, accident and term life insurance, and complementary health screening.
**Industry Type:
Investment Banking / Venture Capital / Private Equity
**Department:
Data Science & Analytics
**Employment Type:
Full Time, Permanent
**Role Category:
Business Intelligence & Analytics
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