
Senior Compliance Lead
3 days ago
Looking for an experienced compliance professional to lead our AIF/PMS fixed income team. We require a senior manager with 3-10 years of experience in compliance management, particularly in the AIF/PMS fixed income/SEBI sector.
The ideal candidate will have a good understanding of regulatory requirements and be able to coordinate with clients to ensure SEBI AIF/PMS compliances. Excellent verbal and written communication skills are essential.
Responsibilities include:
* Coordinating with clients on SEBI AIF/PMS compliances
* Resolving regulatory queries from clients
* Coordinating during inspections/audits
* Assisting with group-level restructuring projects
* Ensuring regulatory compliance for the company
Key skills required:
* Experience in securities market or financial products including portfolio manager, broker dealer, investment advisor, wealth manager, research analyst, or fund management
* Exposure to AIF/PMS compliance
We offer a competitive salary package and opportunities for career growth.
Job Requirements:
- Good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
- Candidates with exposure in AIF/ PMS compliance
Benefits:
- Competitive salary package
- Opportunities for career growth
How to Apply:
If you are interested in this position, please submit your updated CV to us.
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