Membership Compliance Officer

4 days ago


Gulbarga, Karnataka, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

Job Summary

We are seeking a highly skilled and detail-oriented professional to join our team as a Membership Compliance Officer. This role is responsible for ensuring compliance with Exchange and SEBI norms, supporting the team in achieving a no error work environment, and maintaining accurate records.

Key Responsibilities:

  • To scrutinize and process applications for change in director details, shareholding/DPG pattern constitution/re-constitution of partnership firm, change in name of member entity, and change in member office address as per Exchange/SEBI norms.
  • To screen all applications related to change in director details, change in SHP/DPG, Directors, and Transfer of membership.
  • To maintain records, update control sheets, and follow up with members via mail and phone calls.

Requirements:

  • Candidate should possess CS/CA/MBA from a reputed Institute/University.
  • Candidate should have 3-4 years of work experience in securities/Capital market, financial services, mutual funds or insurance companies.

Skills Required:

  • Proactive and result-oriented individual.
  • Analytical ability and an eye for detail.
  • Good execution skills.
  • Strong communication skills.
  • Able to share learning and develop/communicate best practice across various groups.
  • Satisfy company and national regulatory standards.

Competencies:

  • MS Office (good Excel skills preferred).

Benefits:

The selected candidate will have the opportunity to work in a dynamic team, contributing to the growth and success of our organization.



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