Retail Broking and Depository Compliance Specialist

The Premier Consultants (Recruitment Company) is seeking an experienced Senior Compliance Specialist to lead diversified financial services. We require a strong background in Retail Broking, Depository operations, and stock Broking Compliance.Job Summary:This role involves ensuring adherence to regulatory requirements, managing broking operations, and...

We are seeking an experienced and skilled Senior Regulatory Compliance Specialist to join our team at The Premier Consultants (Recruitment Company) in Mumbai.This is a fantastic opportunity for you to take on a challenging role that requires a strong background in Retail Broking, Depository operations, Broking Compliance, or Broking DP. If you have a deep...

We are seeking a highly experienced Compliance Director to lead our compliance function at FINVASIA, a prominent stockbroker.Role OverviewThe Compliance Director will be responsible for ensuring the organization's operations in both the stock broking and commodities sectors fully comply with all applicable regulatory frameworks and industry standards.This...

Job SummaryWe are seeking an experienced Compliance and Regulatory Affairs Manager to join our team at Nuvama Group. This role is responsible for ensuring the organization's compliance with regulatory requirements, handling investor grievances, and coordinating with regulators.About UsNuvama Group is a leading financial services company that provides...

About the RoleWe are seeking a seasoned Compliance Expert to join our team at Angel One. As a pivotal member of our Compliance department, you will play a key role in ensuring that our organization operates in accordance with all regulatory and legal requirements.Key ResponsibilitiesProvide Regulatory Advisory and Advocacy services to ensure clarity on...

About Angel One: A Fintech Pioneer in IndiaAngel One Limited is a leading fintech company, dedicated to providing cutting-edge broking services, margin trading facilities, research services, depository services, investment education, and distributes third-party financial products to its clients. With over 2 crore registered clients, we are onboarding an...

A highly skilled Internal Auditor is required to join our team at Leading Securities Broking in Mumbai.Job Summary:As an Internal Auditor, you will be responsible for leading internal audits as per the annual audit plan and evaluating the adequacy and effectiveness of internal controls relating to risks within business areas. You will also verify compliance...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Nuvama Group.Job DescriptionThe primary responsibility of this role is to handle investor grievances and ensure compliance with regulatory requirements. Key responsibilities include:Downloading complaints and forwarding them to the CXO team for resolutionMaintaining a...

About the RoleWe are seeking an experienced Risk Management Specialist to join our team at Lemonn, a leading provider of online broking services. The successful candidate will be responsible for overseeing the risk management processes for our stock broking business.

About Angel OneWe are a Fintech company that provides broking services, margin trading facilities, research services, depository services, investment education, and distributes third-party financial products to our clients. Our mission is to become the No. 1 Fintech organization in India.With over 2 crore+ registered clients, we are aggressively onboarding...

Job Description:We are seeking an experienced Senior Risk Management Specialist to join our team at Lemonn, a leading online broking services provider. As a key member of our risk management team, you will be responsible for ensuring the effective implementation of risk management processes across all stock broking business operations.Key...

About the RoleWe are seeking a Compliance Specialist to join our team at Avendus. The ideal candidate will have a strong understanding of regulatory requirements and be able to assist in ensuring compliance with RBI guidelines.ResponsibilitiesThe successful candidate will be responsible for assisting the Chief Compliance Officer (CCO) in ensuring adherence...

About UsLemonn is a pioneering stock investing app that makes the experience engaging, informative, and effortless. Our mission is to make investing simple and accessible to everyone, enabling them to own a share of India's growth story.We are a product of PeepalCo, a house of brands committed to Making Money Equal for All. Our online broking services are...

Job Title: Corporate Compliance Manager\Overview:\Counselect Services Private Limited is seeking a highly skilled and experienced Corporate Compliance Manager to join our team. The successful candidate will be responsible for ensuring that all corporate compliance requirements are met, including those related to Companies Act, 2013, Secretarial Standards,...

We are seeking a skilled Luxury Retail Content Specialist to join our team at Aditya Birla Fashion and Retail Ltd. The ideal candidate will be responsible for creating engaging content that captivates our audience, enhances brand storytelling, and drives customer engagement and conversion.The successful candidate will operate within the marketing and...

Job Summary:We are seeking an experienced Compliance Director to lead our regulatory affairs function at FINVASIA. This role requires a strategic leader with expertise in compliance processes, audits, risk management, and reporting.About the Role:The Compliance Director will oversee regulatory inspections, audits, and compliance reporting activities,...

Nuvama Group seeks a seasoned Investment Compliance Manager to oversee regulatory investor grievances and ensure seamless compliance audits & inspections. As a key member of our team, you will liaise with SEBI, exchanges, and other regulatory bodies for routine and ad hoc compliance requirements.Key ResponsibilitiesDownload complaints and forward them to the...

We are seeking a highly skilled Compliance Expert to join our team at ICICIDirect. As a key member of our compliance function, you will play a vital role in ensuring that our business operations align with regulatory requirements and industry standards.The ideal candidate will have a strong background in compliance, risk management, and auditing, with a...

Job Summary:We are seeking a highly skilled Compliance and Internal Audit Expert - Infiniti Retail to join our team. As a compliance expert, you will be responsible for ensuring that all company policies and procedures are followed and that regulatory requirements are met.Key Responsibilities: Ensure compliance with all regulatory requirements.Develop and...

Job Title: Secretarial Services SpecialistCounselect Services Private Limited is a leading company that requires a skilled Secretarial Services Specialist to handle their corporate compliance tasks.Estimated Salary: ₹80,00,000 - ₹1,20,00,000 per annum.Job Description:Key Responsibilities:Incorporate companies, name change, object change, registered...