Compliance Expert
2 days ago
We are seeking a seasoned Compliance Expert to join our team at Angel One. As a pivotal member of our Compliance department, you will play a key role in ensuring that our organization operates in accordance with all regulatory and legal requirements.
Key Responsibilities- Provide Regulatory Advisory and Advocacy services to ensure clarity on regulatory circulars / guidelines.
- Review and define processes for implementation of various circulars issued by Exchanges, Depositories, SEBI etc.
- Handle day-to-day query handling in relation to regulatory areas of SEBI, Exchanges & Depositories.
- Conduct audits/reviews of various activities for Broking, DP, PMS & Branch inspections.
- Lead regulatory inspections & internal audit independently.
- 10-15 years' experience in core compliance in Stock Broking & Exchange at senior level.
- Excellent interpersonal and communication skills – written and verbal, in English.
- Good understanding of Broking Regulations, knowledge of capital market rules and regulations.
- Knowledge of PMLA / AML regulations.
A competitive salary of ₹25 lakhs per annum, plus exceptional benefits including health insurance, wellness programs, learning & development opportunities, and more.
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Compliance Expert
2 weeks ago
Mumbai, Maharashtra, India IDFCFirst Bank Full timeJob Title: Compliance ExpertAbout the RoleIDFC First Bank is seeking a highly skilled Compliance Expert to join our team. As a key member of our Regulatory Reporting department, you will be responsible for ensuring that our bank's policies and procedures comply with regulatory and ethical standards.ResponsibilitiesManage and guide the Regulatory Relationship...
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Corporate Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India Counselect Services Private Limited Full timeJob Title: Corporate Compliance ExpertCompany Overview: Counselect Services Private Limited is seeking a highly skilled Corporate Compliance Expert to join their team.Estimated Salary: ₹60,00,000 - ₹90,00,000 per annum.Job Description:Responsibilities:Handle all end-to-end secretarial compliances of the companies.Coordinate with directors, shareholders,...
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Regulatory Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India IDFCFirst Bank Full timeJob Title: Regulatory Compliance ExpertAt IDFC First Bank, we are seeking an experienced Regulatory Compliance Expert to join our team. The ideal candidate will have a strong background in regulatory compliance and excellent analytical skills.Job Purpose:The role entails ensuring the bank's policies and procedures comply with regulatory and ethical...
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Compliance Expert
2 weeks ago
Navi Mumbai, Maharashtra, India Omniscience Capital Full timeJob SummaryWe are seeking a highly skilled Compliance Expert to join our team at Omnicience Capital. This is a critical role that requires a strong understanding of regulatory requirements and a keen eye for identifying and mitigating compliance risks.The ideal candidate will have a strong background in law, finance, or business administration, with a proven...
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Payroll Compliance Expert
2 weeks ago
Mumbai, Maharashtra, India Escon Elevators Full timeJob Title: Payroll Compliance ExpertAbout Escon Elevators:We are a leading manufacturer of elevators, escalators, and moving walkways. Our company is built on a strong foundation of innovation, quality, and customer satisfaction.Salary Range: ₹1,200,000 - ₹1,800,000 per annumJob Description: We seek a highly skilled Payroll Compliance Expert to oversee...
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Compliance and Governance Expert
3 weeks ago
Mumbai, Maharashtra, India Aarti Industries Limited Full timeJob Title: Compliance and Governance ExpertCompany Overview: Aarti Industries Limited is a leading industrial conglomerate with a strong presence in the Indian market. We are committed to providing our employees with opportunities for growth and development, and we are looking for talented individuals like you to join our team.Job Summary:We are seeking a...
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Tax Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India MountTalent Consulting Full timeAbout the JobMtC is looking for an experienced Tax Compliance Expert to join our team in Mumbai. As a Tax Compliance Expert, you will be responsible for assisting seniors in responding to client queries on corporate tax matters, undertaking technical research on income-tax provisions, and preparing submissions in relation to assessment and appellate...
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Risk and Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India Lenden Club Techserve Private Limited Full timeJoin Our TeamLenden Club Techserve Private Limited is seeking a Risk and Compliance Expert to oversee our risk management and compliance functions. The successful candidate will have expertise in identifying and mitigating risks, as well as ensuring compliance with regulatory requirements.Key ResponsibilitiesStay updated on regulatory changes, emerging...
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Tax Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India MountTalent Consulting Full timeJob Title: Tax Compliance ExpertAbout MountTalent ConsultingWe are a leading consulting firm specializing in tax advisory services. Our team of experts is dedicated to providing high-quality solutions to our clients.Job Description:Job SummaryWe have an exciting opportunity for a Tax Compliance Expert to join our team in Mumbai. The successful candidate will...
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Senior Compliance and Policy Expert
3 weeks ago
Mumbai, Maharashtra, India TeamLease Edtech Full timeTeamLease Edtech seeks an experienced Senior Compliance and Policy Expert to lead our compliance and policy efforts.Salary: ₹1,200,000 - ₹1,500,000 per annum (approximate)Job Description:The prime role of the Senior Compliance and Policy Expert is to ensure seamless programme management across new, existing, and potential clients in accordance with HEI...
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Tax Compliance Expert
4 weeks ago
Mumbai, Maharashtra, India API Holdings Full timeAPI Holdings seeks a skilled Tax Compliance Expert to join its finance team in B2B. The ideal candidate will have a strong understanding of Goods and Services Tax (GST) regulations and compliance requirements.The Tax Compliance Expert will play a crucial role in ensuring the company's compliance with GST laws, optimizing GST processes, and providing valuable...
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Compliance and Governance Expert
3 weeks ago
Mumbai, Maharashtra, India FatakPay Digital Pvt. Ltd. Full timeJob Description: We are seeking an experienced Compliance and Governance Expert to join our team at FatakPay Digital Pvt. Ltd. As a key member of our organization, you will be responsible for ensuring compliance with legal and regulatory requirements, providing support to the board of directors, and maintaining effective corporate governance within the...
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Global AML Compliance Expert
4 weeks ago
Mumbai, Maharashtra, India eClerx Full timeJob TitleGlobal AML Compliance ExpertAbout the RoleWe are seeking an experienced Global AML Compliance Expert to lead our KYC/AML team. The ideal candidate will have a strong background in finance and AML, with excellent leadership and communication skills.Key ResponsibilitiesLead the development and implementation of AML compliance strategies across various...
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Secretarial Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India DSP Eminence Consulting Services Full time**About the Role:**We are seeking a Secretarial Compliance Expert to join our team at DSP Eminence Consulting Services. The successful candidate will be responsible for ensuring the company's secretarial functions are running smoothly and efficiently. The ideal candidate will have a strong background in corporate law and secretarial practices, with excellent...
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Regulatory Compliance Expert
2 weeks ago
Navi Mumbai, Maharashtra, India Pivot Human Capital Full timeAbout Pivot Human CapitalPivot Human Capital is a leading provider of financial services in Mumbai. We are seeking a highly skilled Regulatory Compliance Expert to join our team.Job DescriptionAs a Regulatory Compliance Expert, you will be responsible for ensuring that our organization complies with all relevant laws and regulations. This includes...
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Company Secretary
3 weeks ago
Mumbai, Maharashtra, India Leadspire Consulting Full timeJob Title: Company Secretary - Compliance ExpertLocation: Mumbai, IndiaEstimated Salary: ₹1,500,000 - ₹2,200,000 per annumJob Description:About the Role:We are seeking an experienced and proactive Company Secretary to join our team in Mumbai. As a key member of our secretarial services team, you will play a critical role in ensuring compliance with...
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Talent Acquisition and Compliance Expert
4 weeks ago
Mumbai, Maharashtra, India Ipca Laboratories Limited, Kandivali Full timeJob Title: Talent Acquisition and Compliance ExpertIpca Laboratories Limited, Kandivali seeks a highly skilled Talent Acquisition and Compliance Expert to join its team. This is an exciting opportunity for a motivated professional to contribute to the company's success.About the Role:We are looking for an experienced professional with expertise in talent...
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Regulatory Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India CA Monk Full timeWe are looking for a skilled Regulatory Compliance Expert to join our team at CA Monk in Mumbai. As a key member of our team, you will have the opportunity to work on exciting projects and contribute to our company's growth.Job Description:The successful candidate will be responsible for ensuring that our company remains compliant with relevant regulatory...
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Muscat Oman IT Regulatory Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India Infinitsys Solutions Pvt Ltd Full time**Join Infinitsys Solutions Pvt Ltd as an IT Regulatory Compliance Expert in Muscat, Oman!****About the Job:** We are looking for an experienced IT Regulatory Compliance Expert to join our team. As an IT Regulatory Compliance Expert, you will be responsible for ensuring that our IT operations are compliant with relevant laws, regulations, and industry...
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CA Tax Compliance Expert
3 weeks ago
Mumbai, Maharashtra, India XHire Full time**Job Opportunity:** CA Tax Compliance ExpertX Hire invites applications for a highly skilled Tax Compliance Expert to manage indirect and direct tax compliance for India entities.**Key Responsibilities:**Manage indirect and direct tax compliance for India entities, including GST returns and annual returns.Oversee and provide guidance on day-to-day GST...