Compliance Expert

3 weeks ago


Navi Mumbai, Maharashtra, India Omniscience Capital Full time

Job Summary

We are seeking a highly skilled Compliance Expert to join our team at Omnicience Capital. This is a critical role that requires a strong understanding of regulatory requirements and a keen eye for identifying and mitigating compliance risks.

The ideal candidate will have a strong background in law, finance, or business administration, with a proven track record of successfully managing compliance programs and initiatives. A minimum of 1-3 years of experience in compliance, preferably within the investment management or financial services industry, is essential.

The salary for this role is estimated to be around $80,000 - $110,000 per year, depending on qualifications and experience.

About the Role

Key Responsibilities:

  • Monitor and ensure compliance with regulatory requirements (SEBI, BSE, SEC, ROC) and internal policies.
  • Conduct regular audits and assessments to identify potential compliance issues.
  • Develop and implement compliance programs and training for employees.
  • Stay updated on changes in laws and regulations affecting the investment management industry.
  • Prepare and submit regulatory filings and reports.

Requirements

  • Strong knowledge of regulatory requirements of SEBI, BSE, SEC, ROC and industry best practices.
  • Excellent analytical and problem-solving skills.
  • Strong attention to detail and ability to work independently.
  • Effective communication and interpersonal skills.


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