Clearing Compliance Specialist

2 days ago


Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,18,75,000 - ₹ 2,61,25,000
Clearing Compliance Specialist

Nuvama Group is seeking a detail-oriented compliance expert to oversee regulatory compliance in Professional Clearing Member (PCM) operations.

  • Key Responsibilities:
  • Ensure compliance with SEBI, NSE, BSE, NCDEX, and MCX regulations applicable to PCM.
  • Monitor and manage day-to-day clearing compliance activities related to PCM.
  • Liaise with internal stakeholders and external regulators for audits, inspections, and inquiries.
  • Handle regulatory filings and submissions in coordination with internal stakeholders.
  • Conduct periodic compliance reviews, risk assessments, and reporting for clearing operations.
  • Maintain and update Policies, Manual, and SOPs as per regulatory requirements.
  • KYC/AML Compliance: Ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations.
  • Monitor capital adequacy, margin reporting, and settlement obligations in line with PCM norms.

About the Role:

  • This role requires a deep understanding of SEBI regulations, exchange requirements, and clearing processes.
  • Candidates should have excellent communication skills to liaise with internal stakeholders and external regulators.
  • The selected candidate will have opportunities to lead or support internal training and awareness sessions on relevant compliance topics.


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team.The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations.This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...


  • Mumbai, Maharashtra, India Nuvama Group Full time

    Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Compliance ProfessionalWe are seeking a highly motivated and detail-oriented professional to oversee regulatory compliance within our operations.Main Responsibilities:Compliance Management: Ensure compliance with all applicable regulations, including SEBI, NSE, BSE, NCDEX, and MCX requirements.Monitoring and Audits: Monitor and manage day-to-day...


  • Mumbai, Maharashtra, India beBeeOperations Full time ₹ 8,00,000 - ₹ 10,00,000

    Operations Team Member Job DescriptionWe are seeking a skilled Operations Team Member to join our organization. As a key member of our operations team, you will be responsible for ensuring the smooth functioning of clearing operations.Main Responsibilities:Inward and Outward Cheque verification in vendor system.Co-ordination with branches/inter departments...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to lead our compliance testing program. The ideal candidate will have a strong background in regulatory requirements and experience with internal controls.Key Responsibilities:Design and implement a comprehensive compliance testing program to assess adherence to regulatory...

  • Compliance Specialist

    12 hours ago


    Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Compliance Specialist">We are seeking a skilled and detail-oriented Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with labor laws and regulations, conducting internal audits, and coordinating customer audits.">Key Responsibilities:">Labor Law Compliance: Review all legal & statutory...


  • Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000

    Compliance SpecialistTo undertake compliance testing for new circulars and existing regulations to ensure adherence with respect to regulatory requirements issued by various authorities.We require a Compliance Specialist to liaise with regulators for seeking clarifications and guidance on specific matters.The role involves disseminating regulatory guidelines...