
Clearing Compliance Specialist
2 days ago
Nuvama Group is seeking a detail-oriented compliance expert to oversee regulatory compliance in Professional Clearing Member (PCM) operations.
- Key Responsibilities:
- Ensure compliance with SEBI, NSE, BSE, NCDEX, and MCX regulations applicable to PCM.
- Monitor and manage day-to-day clearing compliance activities related to PCM.
- Liaise with internal stakeholders and external regulators for audits, inspections, and inquiries.
- Handle regulatory filings and submissions in coordination with internal stakeholders.
- Conduct periodic compliance reviews, risk assessments, and reporting for clearing operations.
- Maintain and update Policies, Manual, and SOPs as per regulatory requirements.
- KYC/AML Compliance: Ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations.
- Monitor capital adequacy, margin reporting, and settlement obligations in line with PCM norms.
About the Role:
- This role requires a deep understanding of SEBI regulations, exchange requirements, and clearing processes.
- Candidates should have excellent communication skills to liaise with internal stakeholders and external regulators.
- The selected candidate will have opportunities to lead or support internal training and awareness sessions on relevant compliance topics.
-
AVP – Clearing Compliance
4 days ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
-
AVP – Clearing Compliance
4 weeks ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
-
AVP – Clearing Compliance
4 weeks ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
-
Avp – Clearing Compliance
21 hours ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team.The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations.This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
-
AVP – Clearing Compliance
2 weeks ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
-
Clearing Regulatory Specialist
13 hours ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Job Title: Compliance ProfessionalWe are seeking a highly motivated and detail-oriented professional to oversee regulatory compliance within our operations.Main Responsibilities:Compliance Management: Ensure compliance with all applicable regulations, including SEBI, NSE, BSE, NCDEX, and MCX requirements.Monitoring and Audits: Monitor and manage day-to-day...
-
Clearing Operations Specialist
8 hours ago
Mumbai, Maharashtra, India beBeeOperations Full time ₹ 8,00,000 - ₹ 10,00,000Operations Team Member Job DescriptionWe are seeking a skilled Operations Team Member to join our organization. As a key member of our operations team, you will be responsible for ensuring the smooth functioning of clearing operations.Main Responsibilities:Inward and Outward Cheque verification in vendor system.Co-ordination with branches/inter departments...
-
Compliance Specialist
3 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000Compliance Specialist RoleWe are seeking an experienced Compliance Specialist to lead our compliance testing program. The ideal candidate will have a strong background in regulatory requirements and experience with internal controls.Key Responsibilities:Design and implement a comprehensive compliance testing program to assess adherence to regulatory...
-
Compliance Specialist
12 hours ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000Job Title: Compliance Specialist">We are seeking a skilled and detail-oriented Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with labor laws and regulations, conducting internal audits, and coordinating customer audits.">Key Responsibilities:">Labor Law Compliance: Review all legal & statutory...
-
Compliance Specialist
5 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 12,00,000Compliance SpecialistTo undertake compliance testing for new circulars and existing regulations to ensure adherence with respect to regulatory requirements issued by various authorities.We require a Compliance Specialist to liaise with regulators for seeking clarifications and guidance on specific matters.The role involves disseminating regulatory guidelines...