
AVP – Clearing Compliance
2 weeks ago
Nuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and clearing processes.
Responsibilities:
- Ensure compliance with all SEBI, NSE, BSE, NCDEX and MCX regulations applicable to Professional Clearing Members.
- Monitor and manage day-to-day clearing compliance activities related to Professional Clearing Member
- Liaise with internal stakeholders (operations, risk, legal) and external regulators for audits, inspections, and inquiries.
- Handling of Internal Audits and Regulatory Inspections, coordination with Regulators till closure of inspection including responses on queries / observations
- Track and interpret regulatory circulars, ensure timely implementation,
- Maintenance and up-dation of Policies, Manual and SOPs as per the Regulatory and internal requirements.
- Conduct periodic compliance reviews, risk assessments, and reporting for clearing operations.
- KYC/AML Compliance: Ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations.
- Handle regulatory filings and submissions in coordination with internal stakeholders and ensure accurate and timely submissions
- Monitor capital adequacy, margin reporting, and settlement obligations in line with PCM norms.
- Coordinate with clients regarding compliance requirements and ensure adherence.
- Lead or support internal training and awareness sessions on relevant compliance topics.
Experience: 8–12 years , with strong exposure to Professional Clearing Member (PCM) operations and compliance
Qualification: CS/CA/MBA
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AVP – Clearing Compliance
4 weeks ago
Mumbai, Maharashtra, India Nuvama Group Full timeNuvama Group is seeking a highly motivated and detail-oriented compliance professional to join our team. The selected candidate will be responsible for overseeing and ensuring regulatory compliance within our Professional Clearing Member (PCM) operations. This role requires a deep understanding of SEBI regulations, exchange requirements (NSE, BSE, MCX), and...
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Clearing Compliance Specialist
4 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 2,18,75,000 - ₹ 2,61,25,000Clearing Compliance SpecialistNuvama Group is seeking a detail-oriented compliance expert to oversee regulatory compliance in Professional Clearing Member (PCM) operations.Key Responsibilities:Ensure compliance with SEBI, NSE, BSE, NCDEX, and MCX regulations applicable to PCM.Monitor and manage day-to-day clearing compliance activities related to PCM.Liaise...
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Clearing Operations Compliance Lead
2 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Compliance SpecialistNuvama Group is seeking a skilled compliance professional to oversee regulatory compliance in Professional Clearing Member operations. This role requires a deep understanding of SEBI regulations, exchange requirements, and clearing processes.Ensure compliance with SEBI, NSE, BSE, NCDEX, and MCX regulations applicable to Professional...
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AVP/VP- Advisory
4 days ago
Mumbai, Maharashtra, India Value Innovation Labs Full timeWe're Hiring | AVP / DVP / VP – Consulting & ValuationRole OverviewWe are looking for a dynamic and experienced leader to join our Consulting & Valuation team. This role will play a pivotal part in driving engagements with government bodies, agencies, and private clients—providing strategic counsel on real estate development, policy formulation, and...
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AVP/VP- Advisory
2 days ago
Mumbai, Maharashtra, India Value Innovation Labs Full timeWe're Hiring | AVP / DVP / VP – Consulting & Valuation Role Overview We are looking for a dynamic and experienced leader to join our Consulting & Valuation team . This role will play a pivotal part in driving engagements with government bodies, agencies, and private clients—providing strategic counsel on real estate development, policy formulation, and...
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Clearing Regulatory Specialist
3 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000Job Title: Compliance ProfessionalWe are seeking a highly motivated and detail-oriented professional to oversee regulatory compliance within our operations.Main Responsibilities:Compliance Management: Ensure compliance with all applicable regulations, including SEBI, NSE, BSE, NCDEX, and MCX requirements.Monitoring and Audits: Monitor and manage day-to-day...
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Avp-underwriting Property
4 weeks ago
Mumbai, Maharashtra, India Crescendo Global Full timeAVP-Underwriting Property Engineering -10 Years - MumbaiAre you an experienced Underwriter with a passion for property underwriting Our client a leading insurance company in Mumbai is looking for an Assistant Vice President AVP - Underwriting with over 10 years of experience to join their team If you have a strong background in underwriting and are...
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AVP – Software Development
2 weeks ago
Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full timeAVP – Software Development (Team Lead)We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP – Software Development (Team Lead) with 8+ years of experience in developmentRoles and Responsibilities :We are looking for a hands-on technical leader to head our development function, with strong expertise in PHP Laravel and...
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AVP – Software Development
4 weeks ago
Mumbai, Maharashtra, India Talent Corner HR Services Pvt Ltd Full timeAVP – Software Development (Team Lead) We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP – Software Development (Team Lead) with 8+ years of experience in development Roles and Responsibilities : We are looking for a hands-on technical leader to head our development function, with strong expertise in PHP...
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AVP - Compliance & Secretarial
4 weeks ago
Mumbai, Maharashtra, India InCred Financial Services Full timeRole & responsibilitiesRegulatory Compliance (RBI & IRDAI):- Ensure ongoing adherence to all applicable RBI NBFC and IRDAI regulatory guidelines.- Review and monitor timely and accurate filing of periodic returns and reports as per RBI regulations.- Handle timely submission of ad hoc regulatory data requests and maintain liaison with RBI officials for...