Investment Service Business Control Specialist

3 days ago

Bengaluru, Karnataka, India beBeeFinancialControl Full time US$ 8,22,220 - US$ 14,20,065
Financial Control Specialist

This role is to evaluate and test internal controls and apply risk-based assurance skills to Investment Service Business globally. You will work with a team that performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for the Investment Services business to support Business Risk Management in assessing and continuously improving the bank's control environment.

The ideal candidate has experience in a multinational financial services company performing work in a general risk management or control and process assessment environment. They will possess a good working knowledge and experience in performing walkthroughs and employing common control testing concepts, such as population identification and sampling, performing and documenting testing, identifying exceptions and the respective root causes as well as presenting issues to applicable parties.

Key Responsibilities:
  • Evaluate and test internal controls.
  • Apply risk-based assurance skills to Investment Service Business globally.
  • Work with a team to perform operational effectiveness testing of internal controls.

Requirements:
  • Good understanding of risk and controls in a financial services environment.
  • Experience assessing the effectiveness of controls to ensure compliance with relevant regulatory requirements and corporate policy and procedures.
  • Intellectual curiosity, analytical and critical thinking skills.
  • Strong verbal and written communication skills in English.
  • Proficiency in Microsoft Office suite (Word, Excel, Outlook).
  • Self-motivated and adaptable professional with the ability to prioritize competing priorities while meeting deadlines.

Qualification & Experience:
  • 6+ Years of experience.
  • Some familiarity with common risk and control processes in securities trading, asset management, custody banking, or fund services.
  • Some knowledge and awareness of key regulations and current regulatory developments relevant to State Street's businesses.

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