Senior Document Review Specialist

19 hours ago


Kozhikode, Kerala, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 16,00,000
Senior Document Review Specialist

The Senior Document Review Specialist will be responsible for ensuring the quality and compliance of all documents. This includes:

  • Document Review: Verify that documents are accurate, complete, and comply with relevant standards and legal requirements.
  • Quality Control: Assess documents for completeness, consistency, clarity, and correctness, identifying discrepancies, errors, and missing information.

Key Responsibilities:

  • Account Management: Oversee the end-to-end process of account creation, ensuring all necessary documents and information are collected, verified, and input correctly into the system.
  • Documentation Review: Ensure that all account-related documents (such as forms, identification, and agreements) are complete, accurate, and in compliance with internal and regulatory requirements.
  • System Management: Input and maintain customer data accurately in the account management systems, ensuring that all information is updated and secure.

Purchase Transaction Processing

  • Transaction Processing: Accurately process purchase transactions including purchase requests in the Client recordkeeping system.
  • Verification & Validation: Ensure all purchase transactions are validated for correctness, including checking for discrepancies in trade date, dollar amount, pricing, and share quantities.
  • Documentation Review: Review and maintain supporting documentation for purchase transactions, ensuring all records are complete, accurate and compliant with Client policies and audit requirements.

Redemption Transaction Processing

  • Redemption Processing: Accurately process redemption requests for financial products (e.g., mutual funds, closed-end funds, or other investment vehicles), ensuring timely and correct execution according to Client policies.
  • Verification and Validation: Review redemption requests for completeness, ensuring all required documentation, forms, and information are provided and compliant with Client internal policies and regulatory requirements.
  • Account Reconciliation: Verify redemption transactions by cross-checking with customer accounts, transaction histories, and redemption terms to ensure accurate processing.

Please note that original Government ID card is required for security clearance.



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