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Senior Regulatory Compliance Specialist

1 month ago

Bengaluru, Karnataka, India Goldman Sachs Full time

Transform Your Career in Asset and Wealth Management

At Goldman Sachs, we are seeking a seasoned professional to join our Client Identification Program – Rolling Review team as a Senior Regulatory Compliance Specialist - Anti-Money Laundering. This is an exceptional opportunity to leverage your expertise in anti-money laundering (AML) and know-your-customer (KYC) regulations to drive business growth while ensuring compliance with regulatory requirements.

About the Role

We are looking for a highly motivated and detail-oriented individual who can work collaboratively with our Private Wealth Management (PWM) sales teams to review and refresh their AML/KYC information on file. As a Senior Regulatory Compliance Specialist - Anti-Money Laundering, you will be responsible for:

  • Demonstrating sound business judgment to identify unusual or suspicious documentation or activity
  • Developing a profound understanding of Client Identification Program (CIP) policies involving country-specific requirements
  • Satisfying the responsibility for completing detailed reviews of documentation for new and existing clients, including legal agreements and organizational documents
  • Engaging in opportunities to review processes, analyze information, make decisions, and recommendations, and implement and monitor procedures
  • Becoming commercially aware and understanding the nature of the business while ensuring all Goldman Sachs CIP standards are met
  • Displaying strong influence over the Consumer and Wealth Management Business by serving as a liaison between Financial Crime Compliance (FCC) and PWM Sales teams

Your Impact

As a Senior Regulatory Compliance Specialist - Anti-Money Laundering, you will have a direct impact on driving business growth while ensuring compliance with regulatory requirements. You will obtain a comprehensive knowledge of our business and the risks it faces, working closely with colleagues across the Business, Operations, and Compliance divisions.

Requirements

To succeed in this role, you will need:

  • A Bachelor's degree
  • 6-7 years of relevant AML/KYC experience with Financial Services
  • Experience in managing a team and driving people strategy
  • Proven analytical skills, problem-solving ability, and a control mentality paired with meticulous attention to detail
  • Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience
  • Self-motivated and proactive team player who takes ownership and accountability of projects, has strong organizational skills, and the ability to effectively manage competing priorities
  • Flexible and able to work well under pressure, manage high volumes, and collaborate with a global team while maintaining a positive attitude
  • Proficiency using the Microsoft Office Suite, particularly Excel, PowerPoint, and Microsoft Word

About Us

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond.

The estimated salary for this position is $150,000 - $200,000 per year, depending on experience.