Compliance Expert

15 hours ago


Guntur, Andhra Pradesh, India beBeeRegulatory Full time ₹ 15,00,000 - ₹ 25,00,000
Compliance Professional

Our organization seeks a skilled Compliance Manager to oversee and implement compliance strategies in line with regulatory requirements. The successful candidate will have a deep understanding of SEBI AIF and PMS regulations and be able to monitor ongoing compliance activities, prepare and submit required filings, and maintain accurate records.

Key Responsibilities:

  • Monitoring of ongoing compliance activities and reporting as required under SEBI AIF and PMS regulation
  • Liaisoning and coordinating with regulators for PMS, AIF compliance, and queries
  • Reviewing and preparing Private Placement Memoranda and amendments, including Trust Deeds, KYC documents, and distribution agreements
  • Coordinating with internal auditors and statutory auditors and handling SEBI inspections
  • Collaborating with the group compliance team for compliances relevant to other verticals

Required Skills and Qualifications:

  • Interpersonal and communication skills
  • Strong client relationship skills
  • Result-oriented and collaborative approach
  • Excellent MS Office skills (Word, PowerPoint, Excel)
  • Graduate or postgraduate degree in law is preferred

Benefits:

  • Opportunity to work in a dynamic organization
  • Professional development and growth opportunities
  • Competitive salary and benefits package

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