
Wealth Management Audit Specialist
1 day ago
Job Description:
We are seeking an experienced professional to join our team as a wealth management audit specialist. In this role, you will conduct internal audits that assess risks and controls in the wealth management business.
Key Responsibilities:
- Perform audit work assigned according to the standards of Internal Audit's risk-based methodology.
- Design effective tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
- Document audit work and conclude on the audit test results.
- Identify, assess and report on all key risks and compliance issues.
Requirements:
- 5+ years of experience in asset management/financial services (wealth management preferred).
- Familiarity with relevant regulatory framework and requirements.
- Strong analytical and project management skills.
- Effective communication and interpersonal skills.
Certifications:
- Bachelor's degree in accounting, finance or any business-related area preferred.
- CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.
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