Only 24h Left: Asset Wealth Management

3 weeks ago

Hyderabad, Telangana, India Cantor Fitzgerald Full time
Position Summary

This role will be responsible for conducting internal audit activities that assess risks and controls in Ireland's wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good familiarity and hands on experience with key regulations in Ireland.

Major Responsibilities:

- Perform audit work assigned according to the standards of Internal Audit's (IA) risk-based methodology.
- Design effective and efficient tests of key controls or processes to assess risks, validate the adequacy of design and operating effectiveness of key controls.
- Design and execute substantive testing, including data analysis.
- Perform and document audit work and conclude on the audit tests results.
- Identify, assess and report on all key risks and compliance issues/ breaches in the area audited.
- Review and tests management actions taken by Business to remediate issues and deficiencies.
- Draft clear, concise, and well-supported audit findings in the working paper and audit tool.
- Work with the audit team and internal management to communicate issues or delays that may arise throughout the audit.
- Perform validation of management actions and documentation of action closure, including follow up with action owners when needed.
- Develop a thorough understanding of audits and assigned functions, including technology, products, organizational activities and systems.
- Execute special or ad-hoc projects as requested.

Key Contacts and Working Relationships:

- Establish and maintain relationships with key stakeholders within the Firm.
- Liaise with Front Office, Middle Office, Compliance, Risk and Support Functions to ensure clear understanding of the audit scope, issues raised, and action point required to address the findings.
- IA Audit Lead, IA Director, Head of Internal Audit for EMEA/ APAC, Global Head of Internal Audit (as needed).

Skills:

- 5 + years of experience in asset management/ financial services (wealth management preferred) including experience in performing operational, regulatory, compliance, financial audits.
- Familiarity of relevant regulatory framework and requirements in Ireland (MiFID II/ MiFIR, Investment Firms Regulation, Consumer Protection Code, Client Asset Requirement etc.).
- Strong analytical and project management skills, ability to prioritise and multi-tasked when needed.
- Effective communication skills (verbal and written) and interpersonal skills as well as interest in developing to succeeding roles in IA.
- Motivated with proven ability to research, interpret and apply regulatory requirements.
- Ability to build strong working relationships with peers, staff and relevant stakeholders.
- Self-motivated and able to work independently and as part of a team.
- Strong familiarity with MS Office including Word, Excel, PowerPoint, Outlook.

Education/ Experience Requirements:

- Bachelor's degree in accounting, finance or any business-related area preferred.
- CIA, CPA, ACA, CA, ACCA, CFA or other similar certification preferred.

  • Asset and Wealth Management Professional

    1 day ago

    Hyderabad, Telangana, India beBeeAsset Full time ₹ 20,00,000 - ₹ 30,00,000

    Job Title: Asset and Wealth Management ProfessionalThe role involves managing asset and wealth transactions, including transfers, withdrawals, and deposits.Key functions include sorting, analyzing, and scanning incoming client documents into our imaging system, validating them into proper workflows, and ensuring accurate and timely execution of financial...

  • Expert Asset Wealth Manager

    24 hours ago

    Hyderabad, Telangana, India beBeeWealth Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Asset Wealth ManagementWe are seeking an experienced professional to join our Internal Audit team in Hyderabad. The ideal candidate will have a proven track record of conducting internal audits that assess risks and controls in Ireland's wealth management business and potentially in the wider asset management industry.Main Responsibilities:Perform...

  • Asset Wealth Management

    3 weeks ago

    Hyderabad, Telangana, India Cantor Fitzgerald Full time

    Position SummaryThis role will be responsible for conducting internal audit activities that assess risks and controls in Ireland's wealth management business and potentially in the wider Asset Management business of Cantor Fitzgerald group. The ideal candidate will have a proven record of audit execution in accordance with IIA standards and a good...

  • Relationship Manager

    2 weeks ago

    Hyderabad, Telangana, India Nuvama Wealth Full time

    Company DescriptionNuvama Wealth Management (formerly Edelweiss Wealth Management) is one of India's leading wealth and asset management firms with Assets under Advisory (AUA) of over ₹ 2,00,000 cr. Nuvama Wealth Management (NWM) is backed by the high-quality parentage of the Edelweiss Group and a global partnership with PAG, a leading Asia-based...

  • Asset & Wealth Management, Monitoring & Testing, Associate, Hyderabad:

    2 days ago

    Hyderabad, Telangana, India Candidate Experience Site - Lateral Full time US$ 9,00,000 - US$ 12,00,000 per year

    AWM DescriptionBringing together traditional and alternative investments, we provide clients around the world with a dedicated partnership and focus on long-term performance. As the firm's primary investment area, we provide investment and advisory services for some of the world's leading pension plans, sovereign wealth funds, insurance companies,...

  • Team Lead

    3 days ago

    Hyderabad, Telangana, India Team Leader - Wealth Full time

    Roles and Responsibiliites:Handling a team of 5-10 membersOversee and manage the wealth portfolios of our HNI clients.Engage in meaningful relationship development, understanding the unique needs of each client and ensuring the highest levels of satisfaction.Leverage Maxiom's innovative FinTech tools and platforms to optimize client portfolios.Stay abreast...

  • Only 24h Left Ais

    3 weeks ago

    Hyderabad, Telangana, India State Street Full time

    Who we are looking forThis position supports State Streets Alternative Investment Solutions AIS business and reports to the AIS PMO team supporting various strategic programs and initiatives across AIS This position will provide the candidate exposure across all AIS business lines as well as a strong foundation in project management and a potential career...

  • 04/09/2025) Team Lead

    1 day ago

    Hyderabad, Telangana, India Team Leader - Wealth Full time

    Roles and Responsibiliites:Handling a team of 5-10 membersOversee and manage the wealth portfolios of our HNI clients.Engage in meaningful relationship development, understanding the unique needs of each client and ensuring the highest levels of satisfaction.Leverage Maxiom's innovative FinTech tools and platforms to optimize client portfolios.Stay abreast...

  • Relationship Manager – Wealth

    1 week ago

    Hyderabad, Telangana, India Hireginie Full time

    Contact for more details on or whats up your resume on 7706031623 Job Title: Assistant Manager / Manager – Channel Sales Our Client: A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and...

  • Relationship Manager – Wealth

    2 weeks ago

    Hyderabad, Telangana, India Hireginie Full time

    Contact for more details on or whats up your resume on 7706031623 Job Title: Assistant Manager / Manager – Channel Sales Our Client: A leading full-service investment firm offering tailored financial solutions backed by deep market research, strong ethical values, and a client-first approach. The firm specializes in equity strategies through PMS and...