Regulatory Compliance Professional

Regulatory Operations Job DescriptionJob PurposeThe role of this position requires a detail-oriented and experienced professional to ensure compliance with regulatory standards. The ideal candidate will have a strong background in banking, relevant regulatory knowledge, and expertise in KYC regulations.Key Responsibilities:Conduct comprehensive product...

Regulatory Compliance SpecialistThis role involves ensuring that our clinics adhere to all relevant regulations and laws. The ideal candidate will have a strong understanding of regulatory requirements and be able to maintain accurate records.Key Responsibilities:Obtain and renew necessary licenses and approvals, including PCPNDT Act approvals, ART...

Job DescriptionWe are seeking a seasoned Compliance Manager to oversee the monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation. The ideal candidate will prepare and submit required monthly, quarterly, annual regulatory/CTR and other compliance filings, reports, & disclosures to SEBI and other relevant...

Compliance Role SummaryAbout Compliance ManagementThe ideal candidate for this role will have a strong background in regulatory compliance and excellent communication skills.Key Responsibilities:Ensure adherence to IFSCA, SEZ, and SEBI regulations, including AIF, PMS, and Fixed Income guidelines.Develop and implement effective compliance policies and...

Compliance and Regulatory Operations OfficerThis role plays a crucial part in ensuring adherence to regulatory guidelines, overseeing inspections, investor complaints, surveillance alerts, and compliance reporting.Key Responsibilities:Regulatory Implementation and MonitoringEnsure timely implementation of circulars, directives, and guidelines issued by...

Our company is seeking a highly skilled Compliance Manager to join our team. This role involves overseeing regulatory compliance processes, implementing new products and processes, and ensuring timely submissions.

Compliance Manager Position OverviewThe primary function of this role is to ensure the organization's business operations comply with relevant national and international laws, regulations, professional standards, and internal policy guidelines.This Compliance Manager position requires a seasoned professional with a strong understanding of risk management...

We are seeking a detail-oriented and proactive compliance professional to fill the role of Regulatory Affairs Expert.The successful candidate will play a critical part in ensuring that our trading activities and internal practices comply with regulatory standards and internal policies.Conduct thorough reviews of employee trading activities, ensuring strict...

Regulatory Affairs Professional">The primary goal of this position is to ensure that all regulatory documents are accurately prepared, reviewed, and maintained in compliance with international guidelines and country-specific regulations. This involves coordinating with internal teams and external stakeholders to facilitate product registrations, timely...

Regulatory Expertise SoughtWe are on the hunt for a seasoned Regulatory Specialist with a proven track record in the power sector.Main Responsibilities:Filing ARR, tariff determination, petitions, and ensuring regulatory compliance.End-to-end support for regulatory submissions to Regulatory Commissions/Power Utilities.Key Qualifications:Bachelor's degree in...