Regulatory Compliance Specialist

Job Title: Compliance SpecialistWe are seeking a highly skilled professional to join our team as a Compliance Specialist.In this role, you will be responsible for ensuring that all trading members and stockbrokers comply with regulatory requirements. This includes analyzing system and cyber audit reports, reviewing MIS for delay submissions and...

Job DescriptionWe are seeking a seasoned Compliance Manager to oversee the monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation. The ideal candidate will prepare and submit required monthly, quarterly, annual regulatory/CTR and other compliance filings, reports, & disclosures to SEBI and other relevant...

Compliance Role SummaryAbout Compliance ManagementThe ideal candidate for this role will have a strong background in regulatory compliance and excellent communication skills.Key Responsibilities:Ensure adherence to IFSCA, SEZ, and SEBI regulations, including AIF, PMS, and Fixed Income guidelines.Develop and implement effective compliance policies and...

Compliance and Regulatory Operations OfficerThis role plays a crucial part in ensuring adherence to regulatory guidelines, overseeing inspections, investor complaints, surveillance alerts, and compliance reporting.Key Responsibilities:Regulatory Implementation and MonitoringEnsure timely implementation of circulars, directives, and guidelines issued by...

Regulatory Operations Job DescriptionJob PurposeThe role of this position requires a detail-oriented and experienced professional to ensure compliance with regulatory standards. The ideal candidate will have a strong background in banking, relevant regulatory knowledge, and expertise in KYC regulations.Key Responsibilities:Conduct comprehensive product...

Our company is seeking a highly skilled Compliance Manager to join our team. This role involves overseeing regulatory compliance processes, implementing new products and processes, and ensuring timely submissions.

Regulatory Expertise SoughtWe are on the hunt for a seasoned Regulatory Specialist with a proven track record in the power sector.Main Responsibilities:Filing ARR, tariff determination, petitions, and ensuring regulatory compliance.End-to-end support for regulatory submissions to Regulatory Commissions/Power Utilities.Key Qualifications:Bachelor's degree in...

International Trade Compliance SpecialistWe seek a detail-oriented International Trade and Compliance Specialist to manage and ensure adherence to all import and export regulations.Key Responsibilities:Oversee day-to-day import/export operations for units registered under SEZ, MOOWR.Ensure full compliance with the Customs Act & Rules, Foreign Trade Policy,...

Regulatory Affairs Professional">The primary goal of this position is to ensure that all regulatory documents are accurately prepared, reviewed, and maintained in compliance with international guidelines and country-specific regulations. This involves coordinating with internal teams and external stakeholders to facilitate product registrations, timely...

Compliance OfficerA Compliance Officer plays a vital role in ensuring that our organization operates within the bounds of relevant laws and regulations.Key Responsibilities:Regulatory Submissions: Ensure all regulatory submissions are periodically uploaded in the portal after concurrence with stakeholders.Process Management: Stay aware of submission...