
Principal Compliance Officer
1 day ago
Compliance Leadership Opportunity
This role involves spearheading compliance initiatives for a leading fund management firm.
The ideal candidate will have 3-10 years of experience in managing regulatory affairs, with expertise in AIF/PMS/Fixed Income/SEBI. They will be responsible for coordinating with clients to ensure SEBI AIF/PMS compliances, resolving regulatory queries, and coordinating during inspections and audits.
Key responsibilities include:
- Coordinating with clients to ensure regulatory compliances
- Resolving regulatory queries
- Coordinating during inspections and audits
The successful candidate will possess excellent verbal and written communication skills and have experience working in the securities market or financial products industry.
Responsibilities may also include assisting in group-level restructuring projects and ensuring regulatory compliance for the organization.
Additional qualifications include:
- Experience working in portfolio management, broking, investment advice, wealth management, research analysis, or fund management
- Excellent communication and interpersonal skills
- Ability to work in a fast-paced environment
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