
Compliance Specialist
4 days ago
Job Title: Compliance Officer
Key Responsibilities:- Continuously monitor and implement regulatory updates relevant to the organization.
- Evaluate the impact of regulatory changes on business processes.
- Disseminate timely updates to senior management for effective implementation.
- Provide compliance advisory services to business teams on loan proposals and related matters.
- Ensure adherence to RBI and SEBI guidelines.
- Present compliance updates and key issues to the Board and board committees.
- Prepare and submit periodic returns to regulators.
- Coordinate with group entities to share compliance updates and data.
- Develop an annual compliance testing plan.
- Report significant compliance lapses to the Audit Committee and senior leadership.
- Lead annual inspections, audits, and other regulatory reviews.
- Ensure audit readiness and timely closure of audit findings.
- Bachelor's or Master's degree in Law, Finance, or a related field.
- 7-13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
- Excellent communication, analytical, and stakeholder management skills.
- Experience in handling audits, inspections, and board-level presentations.
- Certification in Compliance, Risk Management, or a related area.
- Experience in policy drafting and governance.
- Familiarity with compliance systems and automation tools.
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