
AIF/PMS Compliance Expert
1 day ago
This job is for a senior manager/chief compliance officer position in the AIF/PMS/fixed income sector. The role requires excellent leadership and regulatory expertise.
- Leads a team of compliance professionals to ensure adherence to regulatory requirements.
- Coordinates with clients to ensure compliance with SEBI regulations.
- Resolves regulatory queries and ensures accurate reporting.
The ideal candidate will have experience in activities related to securities market or financial products, including portfolio management, wealth management, research analysis, or fund management.
Key qualifications:
- 3-10 years of experience in compliance management in AIF/PMS/Fixed Income/SEBI.
- Excellent verbal and written communication skills.
Benefits include competitive compensation and opportunities for career growth.
Responsibilities:
- Coordinating with clients on SEBI AIF/PMS compliances.
- Resolving regulatory queries from clients.
- Coordinating during inspection/audit.
Job Type: Full-time
Work Hours: 5 days per week (WFO)
Location: Mumbai
Industry: Financial Services
Job Description:
A Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed Income is required by a leading Fund Management Firm. This is a full-time role based in Mumbai, India.
As a Senior Manager/Chief Manager-Compliance, you will be responsible for coordinating with clients on SEBI AIF/PMS compliances, resolving regulatory queries from clients, and coordinating during inspection/audit.
Key responsibilities include ensuring regulatory compliance for the company, assisting in various group-level restructuring projects, and managing client relationships.
Requirements:
- Experience in activities related to securities market or financial products, including portfolio management, wealth management, research analysis, or fund management.
- Exposure in AIF/PMS compliance.
Working environment:
Our firm offers a dynamic work environment with opportunities for professional growth and development.
We are committed to hiring talented professionals who share our values and are passionate about making a difference in the industry.
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