Senior Compliance Auditor

2 days ago

Solapur, Maharashtra, India beBeeAudit Full time ₹ 80,00,000 - ₹ 1,20,00,000

We are seeking an experienced Compliance Auditor to join our team.

  • The ideal candidate will possess strong analytical and communication skills, with the ability to interpret complex financial data and present findings in a clear and concise manner.
  • A high level of accuracy and attention to detail is essential, as well as the ability to work under pressure and meet deadlines.
  • The role involves performing audits on broking operations to verify adherence to compliance and regulatory requirements, analyzing trading practices and client interactions, and identifying potential discrepancies or issues.

About the Role:

  • To perform audits on broking operations to ensure that all activities are conducted in accordance with relevant regulations and industry standards.
  • To analyze trading practices and client interactions to identify any potential discrepancies or issues.
  • To provide recommendations for improving operational efficiency and reducing risk.

Key Responsibilities:

  1. Perform regular audits of broking activities to ensure compliance with regulatory requirements.
  2. Analyze transaction records, trade confirmations, and client communications to identify any discrepancies or issues.
  3. Develop and implement strategies to improve operational efficiency and reduce risk.

Requirements:

  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • High level of accuracy and attention to detail.
  • Strong knowledge of financial markets and regulatory requirements.

Benefits:

  • A competitive salary and benefits package.
  • Ongoing training and professional development opportunities.
  • A dynamic and supportive work environment.

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