Surveillance and Compliance Officer

Job SummaryWe are seeking a skilled Surveillance Compliance Officer to join our team at Paytm Money. This role will be responsible for maintaining AML program documentation, setting up parameters for screening financial transactions, and assisting with all matters concerning AML.Key ResponsibilitiesMaintain accurate records of AML program documentation and...

Citi is a leading global bank with a strong commitment to Compliance and Control. We are seeking an experienced Compliance Surveillance Risk Analyst to join our team in 12542 Citicorp Services India Private Limited.

About the Role:We are seeking a skilled Surveillance and AML Operations Specialist to join our team at Upstox. This is a fantastic opportunity for a self-driven individual with expertise in trade surveillance and anti-money laundering (AML) operations.Key Responsibilities:Analyze trade surveillance alerts on a post-trade basis and escalate day-to-day...

Job DescriptionAs a Compliance Risk Officer for Independent Assessments at 12542 Citicorp Services India Private Limited, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your key activities include developing, implementing, and executing compliance testing, continuous assurance, and...

About Paytm Money LimitedPaytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allows users to start their investment journey with zero paperwork, seamless digital KYC, automated...

Job Summary:National Securities Depository Limited (NSDL) is seeking a highly experienced Senior Legal Compliance Officer to join its team. This role will be responsible for providing legal support to the business and operational heads, ensuring compliance with all applicable laws and regulations.Key Responsibilities:Provide sound balanced legal advice to...

Job Summary">Apollo Global Management, Inc. is seeking a Compliance Analyst to join our team. This role offers exposure to various aspects of Apollo's compliance program, with a primary focus on (i) e-communications surveillance, (ii) personal trading compliance, and (iii) testing policies, procedures, and controls within the firm.">Key...

About the Job:We are looking for a Compliance Officer to join our team at Transformatrix Global Private Limited. As a Compliance Officer, you will be responsible for ensuring that all financial transactions and activities are compliant with relevant laws and regulations.Key responsibilities include maintaining general ledgers, preparing financial statements,...

About the RoleAt SMEST Capital, we are seeking an experienced Compliance Officer to join our team in Mumbai. This is a full-time position that requires a strong understanding of regulatory requirements and compliance procedures.The successful candidate will be responsible for ensuring that our business processes and transactions adhere to all relevant laws...

At Beacon Trusteeship Limited, we are seeking a highly skilled Compliance Associate to join our team. This role is perfect for individuals with 6-24 months of experience in compliance and looking to take their career to the next level.The ideal candidate will have a strong understanding of regulatory requirements and be able to work independently in a...

Compliance Officer and Secretary Role Summary:We are seeking a qualified Compliance Officer and Secretary to support our business operations. In this role, you will be responsible for ensuring the company's compliance with regulatory and licensing requirements. Your duties will include maintaining the company's registered office and records, handling...

**Compliance Risk Officer**• Salary: ₹ 1,200,000 - ₹ 1,800,000 per annum (depending on experience)Job Description:The Compliance Risk Officer will be responsible for identifying, assessing, and mitigating compliance risks within the bank. This role requires strong analytical skills and experience working in a risk management function.Key...

About the Role">Aarti Industries Limited is looking for a dedicated and experienced Compliance Officer to join our team. As a key member of our secretarial department, you will play a critical role in ensuring compliance with regulatory requirements and maintaining accurate records.">Key Responsibilities">Your main responsibilities will include:">">Ensuring...

**Job Summary:**We are seeking a Compliance Officer - Investments to join our team at Manipal Cigna Health Insurance Company Ltd.**Estimated Salary:** $90,000 per annumResponsibilities:Transaction Management: Coordinate investment transaction processing and activities with the Investment Front Office.Regulatory Compliance: Monitor investments to ensure...

Job Title:Compliance Officer and SecretaryOverview:We are seeking a Compliance Officer and Secretary to join our team. This role will be responsible for ensuring that our organization complies with all applicable laws and regulations.Key Responsibilities:Ensure the company's compliance with corporate laws and regulations.Maintain the company's registered...

Job Title: Chief Compliance OfficerAbout the Role:We are seeking a highly skilled Chief Compliance Officer to join our team at Perfecthire Solutions LLP. As a key member of our corporate governance team, you will play a crucial role in ensuring that our organization complies with all relevant laws and regulations.Responsibilities:Evaluate and implement...

National Compliance Officer Job SummaryGrok Search is seeking a highly skilled National Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for overseeing and coordinating all legal activities related to debt recovery and collections across multiple regions.Key Responsibilities:Coordinate and oversee the...

Job Summary:We are seeking a motivated and experienced compliance officer to ensure our business processes and transactions adhere to relevant legal and internal guidelines. The ideal candidate will have a strong understanding of company law and SEBI/BSE/NSE regulations.Key Responsibilities:- Represent the company in legal matters- Provide legal and...

At Talent Corner HR Services Pvt Ltd, we are seeking a highly skilled Chief Compliance Officer to join our team. The ideal candidate will have a strong understanding of regulatory laws and be able to apply them in a fast-paced environment.The estimated salary for this position is ₹15,00,000 per annum, based on the location in Nariman Point, Mumbai.About...

Key ResponsibilitiesThe Compliance and Regulatory Officer will be responsible for ensuring that all products comply with regulatory requirements of target markets.This includes reviewing and approving product labeling, packaging, and promotional materials for compliance with regulatory standards.We estimate the salary for this position to be around $85,000...