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Compliance Risk Officer for Independent Assessments

1 month ago

Mumbai, Maharashtra, India 12542 Citicorp Services India Private Limited Full time
Job Description

As a Compliance Risk Officer for Independent Assessments at 12542 Citicorp Services India Private Limited, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your key activities include developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan.

Main Responsibilities:
  • Developing and executing compliance testing reviews and regulatory issue validation activities to assess compliance risks and controls.
  • Participating in the planning, execution, and reporting of compliance testing reviews and compliance and regulatory issue validation activities.
  • Analyzing and documenting report findings and having preliminary discussions with corresponding control/process owners.
  • Assisting with development of Compliance Testing/Monitoring Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
Required Skills and Qualifications:
  • 6-10 years of experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities.
  • Understanding of rules, laws, and regulations, and specific regulatory requirements.
  • Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
  • Effectiveness in working within a large-scale and complex matrix organization is essential.
Estimated Salary: ₹30,00,000 - ₹45,00,000 per annumBenefits:
  • A comprehensive compensation package that includes a salary, bonuses, and benefits.
  • Opportunities for career growth and professional development.
  • A diverse and inclusive work environment that fosters collaboration and innovation.