Chief Compliance Officer

23 hours ago


Mumbai, Maharashtra, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

**Company Overview**

Sumitomo Mitsui Banking Corporation (SMBC) is one of the largest Japanese banks, with a strong presence in Asia and a global network spanning 39 countries. As a leading player in the financial sector, SMBC offers a wide range of services, including personal, corporate, and investment banking.

 

**Job Summary**

We are seeking an experienced Chief Compliance Officer to join our team in India. The successful candidate will be responsible for conducting compliance testing and monitoring, ensuring adherence to Head Office and RBI guidelines. This role requires a deep understanding of compliance functions in financial institutions, preferably foreign banks.

 

**Key Responsibilities**

  • Conduct regular compliance risk assessments and develop action plans to mitigate potential risks.
  • Submit comprehensive reports to management and local committees, highlighting key findings and recommendations.
  • Collaborate with department heads to ensure prompt closure and rectification of compliance observations.

 

**Requirements**

  • 4-8 years of experience in internal audit or compliance roles, preferably in foreign banks or CA firms with bank audit experience.
  • Strong knowledge of RBI guidelines and compliance regulations.
  • Bachelor's or Master's degree in a relevant field, with professional certifications preferred.

 

**Compensation**

The estimated annual salary for this role is ₹40-60 lakhs, depending on qualifications and experience.



  • Mumbai, Maharashtra, India Jesons Industries Limited Full time

    Job SummaryWe are seeking a seasoned Chief Financial Compliance Officer to oversee our accounting operations and ensure compliance with tax regulations in Mumbai.


  • Mumbai, Maharashtra, India CA Monk Full time

    Job SummaryWe are seeking a highly skilled Chief Information Security and Compliance Officer for CA Monk. The ideal candidate will have expertise in IT internal audit, information security/cybersecurity, IT SOX, and third-party risk assessment reporting (e.g. SOC1, SOC 2). This role requires a thorough understanding of various compliance requirements...


  • Mumbai, Maharashtra, India Haren Sanghvi & Associates Full time

    Job Title: Chief Compliance and Secretarial OfficerLocation: GhatkoparWe are seeking a highly skilled and experienced Chief Compliance and Secretarial Officer to join our team at Haren Sanghvi & Associates in Ghatkopar. As a key member of our company, you will play a vital role in ensuring compliance with various laws applicable to our organization.The ideal...


  • Mumbai, Maharashtra, India Treelife Full time

    About Treelife:">Treelife is a leading organization dedicated to providing exceptional services in the field of corporate governance and compliance. We are seeking a highly skilled and experienced Chief Compliance Officer to join our team.">The Role:">We are looking for a Corporate Governance Specialist who will be responsible for ensuring seamless company...


  • Navi Mumbai, Maharashtra, India Jio Platforms Limited (JPL) Full time

    Job Title: Chief Compliance Officer - Corporate GovernanceAbout Jio Platforms Limited (JPL):Jio Platforms Limited (JPL) is a leading technology company that operates in the digital services space. We are looking for an experienced Chief Compliance Officer - Corporate Governance to join our team.Job Description:Manage and ensure compliance of 4 or 5 Public...


  • Mumbai, Maharashtra, India Mahindra Rise Full time

    Job OverviewWe are seeking a highly skilled Chief Compliance Officer to join our team at Mahindra Electric Automobile Limited. As a key member of our leadership, you will be responsible for ensuring the accuracy and timeliness of our financial reporting, as well as providing expert guidance on regulatory compliance.Key Responsibilities- Finalize accounts and...


  • Mumbai, Maharashtra, India Ampersand Group Full time

    Ampersand Group is seeking an experienced Chief Governance Officer to join our team.As a Chief Governance Officer, you will play a key role in ensuring the Company's adherence to good governance practices and compliance with Corporate Governance norms. You will be responsible for handling all secretarial matters, including drafting resolutions, preparing...


  • Mumbai, Maharashtra, India Monarch Networth Capital Ltd Full time

    Monarch Networth Capital Ltd is seeking a highly skilled and experienced Chief Operating Officer to lead our administrative team.About UsWe are a reputable organization with a strong presence in the industry. Our company culture values professionalism, innovation, and teamwork.Job SummaryThe Chief Operating Officer will be responsible for overseeing the...


  • Mumbai, Maharashtra, India Astellas Pharma Full time

    Astellas Pharma: A Leading Life Sciences CompanyWe are Astellas, a global pharmaceutical innovator committed to delivering cutting-edge treatments for patients worldwide.Our company values of integrity, patient-centricity, ownership, results-driven approach, and open communication guide everything we do. We believe in fostering exceptional relationships with...


  • Mumbai, Maharashtra, India HDFC CREDILA FINANCIAL SERVICES LIMITED Full time

    Job SummaryWe are seeking a highly skilled Chief Information Security Officer - Penetration Testing and Compliance Specialist to join our team at HDFC CREDILA FINANCIAL SERVICES LIMITED. As a key member of our information security program, you will be responsible for delivering comprehensive information security services, including penetration testing,...


  • Mumbai, Maharashtra, India Dextra Group Full time

    Company Overview:Dextra Group is a leading organization in the industry, known for its commitment to excellence and innovation.Job Description:We are seeking a highly skilled Chief Compliance Officer, Corporate Law to join our team. This role will be responsible for ensuring compliance with relevant laws and regulations, as well as providing legal counsel to...


  • Mumbai, Maharashtra, India ICICIDirect Full time

    ICICIDirect is seeking an experienced Chief Compliance Officer for its broking operations. This senior role will be responsible for ensuring the company's compliance with relevant laws and regulations.Job SummaryWe are looking for a highly skilled professional to lead our compliance function, providing guidance and support to ensure that our business...


  • Mumbai, Maharashtra, India Vardhman Group Full time

    Vardhman Group is seeking an experienced Chief Governance Officer to ensure the company's compliance with legal and regulatory requirements.Job DescriptionThe ideal candidate will have a minimum of 10 years of experience in a company secretarial role, preferably in a publicly listed company or regulated environment.Provide expert advice and guidance on...


  • Mumbai, Maharashtra, India Altruist Fostering Services Full time

    Job Title: Chief Governance OfficerSalary: ₹20,00,000 per annum.About the Role:We are seeking a highly skilled and experienced Chief Governance Officer to join our team at Altruist Fostering Services. As a key member of our organization, you will play a vital role in ensuring that our company adheres to all regulatory requirements and maintains high...


  • Mumbai, Maharashtra, India Staffing Solutions Full time

    Job Title: Chief Financial OfficerJob Summary: We are seeking an experienced Chief Financial Officer to join our team at Staffing Solutions. The successful candidate will be responsible for managing and analyzing financial data to support organizational decision-making processes.Key Responsibilities:Data Management:Collect, analyze, and maintain financial...


  • Mumbai, Maharashtra, India Eram Talent Full time

    Eram Talent, a leading global talent acquisition consultancy, is seeking an accomplished Chief Sustainability Officer to join our esteemed client's dynamic team in the Oil & Energy sector in Saudi Arabia.Job OverviewThis role is pivotal in ensuring environmental compliance and promoting sustainability initiatives. Your expertise will significantly contribute...

  • Chief People Officer

    2 weeks ago


    Navi Mumbai, Maharashtra, India Cmts Full time

    About Cmts">We are a leading organization in our field, and we are seeking a highly skilled Chief People Officer to join our team. The ideal candidate will have extensive experience in managing HR operations, including recruitment, onboarding, attendance management, and payroll management.">Job Summary">The Chief People Officer will be responsible for...


  • Mumbai, Maharashtra, India jai kisan Full time

    We are seeking a seasoned Chief Compliance Strategist to join Jai Kisan, a forward-thinking organization dedicated to empowering rural communities through innovative agricultural practices.As a key member of our team, you will be responsible for ensuring our company's adherence to various legal and regulatory requirements, including company law, FEMA, and...


  • Mumbai, Maharashtra, India Select Global Solution Full time

    About Select Global Solution">Select Global Solution is a global leader specializing in the production and supply of high-quality security seals.">Job Title: Chief Financial Officer (CFO)">We are currently seeking an experienced Chief Financial Officer to join our team in Mumbai. The CFO will be responsible for overseeing our finance and accounts function,...


  • Mumbai, Maharashtra, India Mangalam Placement Pvt Ltd. Full time

    About the Role:We are seeking a highly skilled Chief Governance Officer to join our team at Mangalam Placement Pvt Ltd. This is a fantastic opportunity for an experienced professional to take on a leadership role and contribute to the company's growth and success.Responsibilities:Ensure compliance with various laws, including the Companies Act, SEBI...