Chief Compliance Officer

3 days ago


Mumbai, Maharashtra, India ICICIDirect Full time

ICICIDirect is seeking an experienced Chief Compliance Officer for its broking operations. This senior role will be responsible for ensuring the company's compliance with relevant laws and regulations.

Job Summary

  • We are looking for a highly skilled professional to lead our compliance function, providing guidance and support to ensure that our business activities are aligned with regulatory requirements.

About You

  • You should have a strong background in compliance, preferably with experience in a similar role within the stock broking industry.
  • A Master's degree in Business, Finance, Law, or a related field is preferred, along with certifications in Capital Market or audit.
  • With at least 10-12 years of experience, you should possess excellent leadership skills, analytical abilities, and communication skills.
  • Additionally, you should be proficient in compliance management software and tools.

Responsibilities

  • Lead and mentor a team of compliance professionals, providing guidance and support to ensure effective compliance practices.
  • Conduct performance evaluations, manage professional development, and allocate resources efficiently.
  • Keep up-to-date with regulatory changes, review compliance risks, and develop best practices to mitigate them.
  • Regularly apprise management on compliance status and report any deviations or concerns.
  • Work with stakeholders to drive regulatory compliance for Stock Broking Business.

Requirements

  • A Master's Degree in Business, Finance, Law, or a related field (Master's degree or professional certification preferred).
  • Certifications in Capital Market/area of Audit will be added advantage.
  • At least 10-12 years of experience with Stock Broking in a compliance function managing regulatory compliances.
  • Proven experience in compliance, audit, or risk management, with at least 5 years in a leadership role.

Estimated Salary: ₹25,00,000 - ₹35,00,000 per annum, depending on your level of experience and qualifications.



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