Strategic Compliance Manager

1 week ago

Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 24,50,000

Job Title: Principal Officer

Job Description

The position of Principal Officer is a key role within our organization, responsible for leading compliance efforts and managing day-to-day operations. This individual will be instrumental in ensuring that all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations, and circulars are met.

Key Responsibilities:

  • Lead compliance for all provisions of the SEBI Act, AIF Regulations/FEMA/IFSC regulations and circulars.
  • Responsible for a Gift City operation and its compliances on day to day working.
  • Responsible for coordinating with legal, accounting and compliance teams for regulatory reporting and compliance.
  • Manage investors queries related to compliance on regular basis.
  • Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance.
  • Develop efficient controls for reconciliations, Risk and compliance management and review and daily / periodical MIS and daily operations management.
  • Develop partnerships with incubators, accelerators, Angel Networks, Micro VC etc, running outreach programs, Meeting, Evaluating, Coaching, Mentoring, and developing founders and supporting startups eco-system.
Required Skills and Qualifications

This role requires an individual with strong leadership skills, excellent communication skills, and the ability to manage complexity and ambiguity. The ideal candidate should have minimum 5 years of experience in related activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.

  • Minimum least 5 years in related activities in the securities market or financial products.
  • Knowledge of Finance / Accounting would be preferred.
  • Proficient in MS Excel, PowerPoint.
Benefits

We offer a range of benefits, including:

  • The opportunity to work with a rapidly growing venture fund in India.
  • The chance to develop your own ideas and become an essential member of the Company.
  • Flexible structures with short response times, flat hierarchies, and motivated colleagues.
  • Opportunity to grow fast with a rapidly growing Company.
Others

At our company, we value entrepreneurship and motivation. If you are a self-motivated and results-driven individual who is looking for a new challenge, then this could be the perfect opportunity for you.

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