Financial Services Compliance Professional

5 days ago


Kottayam, Kerala, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000
Job Description

The Compliance Manager will be responsible for ensuring ongoing compliance with SEBI AIF and PMS regulations. This includes preparing and submitting required filings, reports, and disclosures.

They will also coordinate with regulators, internal auditors, and statutory auditors to ensure compliance with regulatory requirements.

The role requires monitoring changes in SEBI regulations and ensuring organisational practices and policies remain up-to-date and compliant.

Additionally, the Compliance Manager will develop, implement, and manage organisational compliance policies and procedures in line with applicable laws, regulations, and industry best practices.

They will review marketing material and other documents from a regulatory perspective and draft and vet various agreements, legal documents, and policies.



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