Financial Services Compliance Manager

1 day ago

Kottayam, Kerala, India beBeeSurveillance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Overview

Safeguarding assets, employees, clients, and reputation is a critical role in this position.

The Surveillance Department plays a strategic role in delivering surveillance solutions across multiple regions.

Key responsibilities include:

  • Reviewing alerts generated from automated systems to detect potential violations of policies, rules, and regulations.
  • Performing audio surveillance by listening to voice communications to detect potential violations.
  • Closing alerts with accurate documentation for audit trail.
  • Modifying procedures and submitting them for approval when needed.
  • Driving the enhancement and improvement of the communication surveillance program.
  • Supporting compliance investigations by gathering and analyzing data.
  • Preparing metrics to report surveillance results to senior management.
  • Staying up-to-date with regulatory changes and internal policy updates.

Required Skills and Qualifications:

  • Bachelor's degree: 8-10 years' experience in Financial Services or Banking Compliance Experience in using automated communications surveillance systems.
  • Good understanding of market abuse / conduct / compliance topics.
  • Expertise in Microsoft Office Suite (i.e. Excel, Access, PowerPoint, and Word).
  • Excellent written and verbal communication skills.
  • Attention to detail; excellent organizational skills.
  • Strong analytical and problem-solving skills.
  • Ability to exercise sound judgment and escalate issues appropriately.
  • Ability to establish and maintain strong relationships across multiple departments.
  • Team player and ability to work collaboratively.
  • Ability to work with and manage stakeholders of different seniority.
  • Native-level proficiency in English language, both verbally and in writing is required. Fluency in Japanese and/or French is a plus.

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