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Surveillance Analyst Compliance Specialist

1 month ago

Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

About the Role

We are seeking a skilled Surveillance Analyst Compliance to join our team in Birmingham, UK. As a key member of our compliance surveillance team, you will play a critical role in ensuring the effectiveness and efficiency of our surveillance operations.

Key Responsibilities

  • Act as a conduit between London and Birmingham-based teams, understanding high-complex processes and making judgment calls that require strong interpretation skills.
  • Perform timely review and investigation of surveillance alerts and escalations, taking necessary action for Trading, Communications, and Information Barriers Surveillance.
  • Review and opine on alerts, including Trading, emails, and other communications, for potential breaches of laws, regulations, and internal policies.
  • Develop methodologies to identify, monitor, and test areas of compliance risk, building and fostering close relationships with stakeholders.
  • Work with Compliance Information Technology in the preparation and User Acceptance Testing of new models, amendments to existing models, to ensure effectiveness and coverage of alerts.

Requirements

  • Specific surveillance, trading, or middle office experience covering a variety of financial products is beneficial.
  • Compliance/regulatory experience would be beneficial.
  • An ability to manage to deadlines and ensure adherence to regulatory/audit requirements.
  • Excellent presentation skills, both oral and written.
  • The ability to explain complex concepts in simple and easy-to-understand language.

About Us

F335 Deutsche India Private Limited, Bangalore Branch, is a leading financial institution with a strong presence in the UK. We offer a dynamic and supportive work environment, with opportunities for growth and development.