Surveillance Compliance Officer

3 weeks ago


Bengaluru, Karnataka, India F335 Deutsche India Private Limited, Bangalore Branch Full time

Description

You will be part of our Birmingham compliance surveillance team performing Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking. The role involves participating in Surveillance projects to enhance the effectiveness or efficiency of surveillance.

Key Responsibilities

  • Review and investigation of surveillance alerts and escalations in a timely manner, taking any necessary action for Trading, Communications and Information Barriers Surveillance.
  • Developing methodologies to identify, monitor and test areas of compliance risk whilst building and fostering close relationships with stakeholders.
  • Working with Compliance Information Technology in the preparation and User Acceptance Testing of new models, amendments to existing to ensure effectiveness and coverage of alerts.

Requirements

  • Specific surveillance, trading or middle office experience covering a variety of financial products is beneficial.
  • Compliance/regulatory experience would be beneficial.
  • Excellent presentation skills, both oral and written.
  • The ability to explain complex concepts in simple and easy to understand way.


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