
Senior Risk Management Specialist
1 week ago
Job Title: Regulatory Control Analyst
We are seeking an experienced Regulatory Control Analyst to join our team. This role involves reviewing and approving client escalations for Remediation, Regular Review, New Product Extensions and Event Driven Reviews within agreed Service Level Agreements (SLAs).
Key Responsibilities:- Review and approve client escalations within SLAs.
- Ensure generated client risk rating is in line with expectations and procedures.
- Assess risk factors identified through due diligence provided by client life cycle management (CLM).
- Apply subject matter expertise judgment as to relevance and/or materiality of Escalation triggers.
- Engage with appropriate specialist teams where further escalation is required.
- Liaise with CLM to obtain additional information or request ACO to conduct additional research where required.
- Ensure outcome and rational is clearly documented within the KYC systems and / or escalated for further guidance.
- Ensure that KYC reviews undertaken are in line with the KOPs guidelines and processes.
- Bachelor's degree in any stream with at least 2-3 years experience in AFC or a related control function within an international organization/bank in the Financial Services industry.
- Strong understanding of AFC risks and typologies to identify areas or instances of potential AFC risks and address them appropriately.
- Experience of relevant regulations/laws and related circulars.
- Financial Crime function expertise and should be considered a Subject Matter Expert (SME) in the Financial Crime area on relevant laws and regulations.
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