
Leading Compliance Professional Wanted
5 days ago
Senior Compliance Leader Opportunity
Job DescriptionWe are seeking an experienced Senior Manager/Chief Manager-Compliance to lead our AIF/PMS/fixed Income compliance efforts.
Our ideal candidate will have a proven track record of managing compliance in the securities market or financial products, including portfolio managers, broker dealers, investment advisors, wealth managers, research analysts, or fund management. Experience with AIF/PMS compliance is highly desirable.
The successful candidate will be responsible for coordinating with clients to ensure SEBI AIF/PMS compliances, resolving regulatory queries, and co-coordinating during inspections/audits. Additionally, they will assist with group-level restructuring projects as needed and ensure regulatory compliance for the company's current and future regulatory projects.
Required Skills and Qualifications- Excellent verbal and written communication skills
- Strong understanding of SEBI regulations and AIF/PMS compliance requirements
- Ability to work independently and as part of a team
- Proven experience in managing compliance teams or functions
As a Senior Manager/Chief Manager-Compliance, you will have the opportunity to work on high-profile AIF/PMS compliance projects and contribute to the growth and success of our organization.
If interested, please submit your updated CV to us via email.
Others#Compliance #AIF #PMS #AlternateInvestmentFund #PortfolioManagementServices #SEBIcompliance #SEBIREGULATIONS #CapitalMarket #FPI #FDI #EquityFunds #HedgeFunds #AIFComplianceManagement #AIFInspectionHandling #PMScompliance #Custodian #RiskCategorization #SEBI #CUSTODY #FIXEDINCOME #INSPECTION #REGULATORY #AUDIT #HEDGEFUND #CAPITALMARKET'],
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