Senior Compliance Officer

Job OverviewWe are seeking an experienced Legal & Compliance professional to drive strategic initiatives across sanctions, anti-money laundering (AML), financial crime risk, third-party risk management, and regulatory compliance.Enhance global compliance training programs beyond standard modules by identifying additional training areas aligned with business...

Job TitleMandatory qualified Company Secretary (CS) with a Chartered Accountant (CA) qualification being a strong advantage is required.We are seeking an experienced and highly skilled professional to oversee all compliance functions, focusing on corporate governance, risk management, and statutory filings. This role requires exceptional leadership,...

Job Title: Senior Compliance ManagerPosition Overview:The senior compliance manager will lead the implementation of all provisions of regulatory bodies, ensuring adherence to relevant laws and regulations.Oversee compliance across various departments to ensure seamless operations.Develop and implement policies and procedures for regulatory reporting and...

About this role:">We are seeking a highly skilled and experienced Compliance Manager to join our team.">As a Senior Compliance Manager, you will be responsible for ensuring that our business practices align with regulatory requirements and industry standards.">">You will prepare and review compliance reports, test reports, and regulatory disclosures to...

Rambhau Mhalgi Prabodhini is a unique leadership development academy that aims to nurture and build capacities of elected representatives, political and social workers, as well as people involved in institutions and start-ups. It was initiated in 1982 and has a special consultative status provided by the United Nations Economic and Social Council.The...

Job Title:Compliance Officer RoleThe Compliance Operations Specialist plays a key role in ensuring adherence to regulatory guidelines, managing inspections, investor complaints, surveillance alerts, and compliance reporting. This position requires close coordination with multiple departments to maintain high standards of governance, investor protection, and...

Compliance Officer Role:We are seeking a skilled Compliance Officer to assist with day-to-day compliance activities, including secretarial support and statutory form filings.Key Responsibilities:Carry out basic secretarial compliance tasks including preparation and filing of statutory forms.Assist in accounting-related activities such as vouchers,...

Key Responsibilities:We are looking for someone to disseminate relevant regulatory announcements and track their implementation. This involves maintaining a monitoring system for actionable items and ensuring adherence to these announcements.The ideal candidate will have brief knowledge of client settlements, specifically handling fund and security...

Job OverviewWe are seeking a highly skilled and experienced professional to fill the role of Deputy Manager.Educational Qualifications:We require a CS/CA/MBA from a reputable institute or university.Work Experience:A minimum of 3-4 years of experience in the securities, capital markets, financial services, mutual funds, or insurance sectors is essential.Key...

Job Title: Senior Grid Compliance Engineer">This is a senior-level position for an engineer who will lead the product owner role for Grid Code Compliance within our organization. The successful candidate will work with clients to ensure all requirements have associated test cases and that software development processes are aligned with grid code...