Senior Regulatory Advisor

23 hours ago

Kozhikode, Kerala, India beBeeCompliance Full time ₹ 1,20,00,000 - ₹ 2,00,00,000
Job Description

We seek forward-thinking professionals to spearhead complex client engagements across regulatory supervision, policy formulation, and risk management.

The ideal candidate will bring exceptional expertise from supervisory, enforcement, and commercial banking environments, acting as a strategic advisor to clients on SEBI/RBI compliance, risk mitigation, senior management accountability, market/insider conduct, and enforcement readiness.

Key Responsibilities
  1. Regulatory Interpretation, Inspection & Advisory
  • Lead advisory mandates involving the interpretation and practical application of SEBI/RBI regulations, inspection readiness, regulatory change impact, and enforcement risk management.
  • Advise clients on complex regulatory issues, including SEBI/RBI circulars, master directions, and sector-specific requirements for banks, NBFCs, intermediaries, and capital market entities.
  • Provide strategic consulting during supervisory reviews, show cause notices (SCNs), divergence reports, and assist with regulatory inspections and enforcement defence strategies.
Compliance Program Development & Enterprise Compliance
  • Spearhead the design, implementation, and ongoing evaluation of holistic enterprise compliance frameworks for clients in accordance with SEBI intermediary guidelines and RBI-mandated compliance risk frameworks.
  • Advise clients build robust compliance and risk function policies, board-level reporting, and operational integration of written policy with business execution.
  • Supervise policy governance advisory, including drafting/review of all regulatory-mandated policies, compliance manuals, and operational risk frameworks.
Market Conduct, Insider & Fraud Risk
  • Advise on, and help operationalize, robust frameworks for market conduct, personal account dealing, conflict-of-interest management, and staff accountability.
  • Oversee the design and review of Insider Trading Prevention frameworks aligned with SEBI (PIT) Regulations.
Regulatory Enforcement & Defence
  • Support in preparation of defensible submissions, responses to enforcement proceedings (including show cause, settlement, or adjudication under SEBI Act, FEMA, etc.).
Conduct Risk, Senior Management Accountability & Leadership
  • Define and operationalize governance roles for boards, KMPs, CCOs, and senior management, with a focus on SEBI/RBI expectations for tone-from-the-top conduct culture and accountability.
  • Design and deliver trainings to client aligned with evolving best practices and regulatory expectations.

  • Senior Tax Advisor

    23 hours ago

    Kozhikode, Kerala, India beBeeTax Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title: Senior Tax Advisor">">We are seeking an experienced Tax Professional to join our team as a Senior Tax Advisor. The ideal candidate will have in-depth knowledge of direct tax laws and regulations, as well as experience in structuring deals from a tax perspective.">The successful candidate will be responsible for drafting and reviewing deal...

  • Senior Compliance Professional

    23 hours ago

    Kozhikode, Kerala, India beBeeComplianceOfficer Full time ₹ 20,00,000 - ₹ 30,00,000

    Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/Fixed IncomeOverview of the Position:This is an opportunity to lead our fund management firm's compliance department as a senior manager/chief manager-compliance. You will be responsible for coordinating with clients, resolving regulatory queries, and ensuring compliance with...

  • Key Business Advisor

    3 days ago

    Kozhikode, Kerala, India beBeeEnterprise Full time ₹ 15,00,000 - ₹ 20,00,000

    Senior EPM ConsultantDrive complex implementations and build lasting client relationships as a Senior EPM Consultant. Leverage deep technical expertise in EPM platforms and strategic business advisory capabilities to lead high-impact implementations for enterprise clients.About the RoleSeek an exceptional Senior EPM Consultant to combine technical expertise...

  • Chief IAM Strategist

    23 hours ago

    Kozhikode, Kerala, India beBeeIdentity Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Role Profile: Senior Technical AdvisorWe are seeking a seasoned technical professional to assume the role of Senior Technical Advisor in Identity and Access Management (IAM). This highly demanding position calls for a skilled strategist who can provide end-to-end IAM solutions, aligning with business objectives, regulatory requirements, and operational...

  • Senior Registration Advisor

    23 hours ago

    Kozhikode, Kerala, India beBeeCompliance Full time US$ 80,000 - US$ 1,20,000

    Business Compliance SpecialistWe are seeking a dedicated Business Compliance Specialist to assist companies with their business formation and registration processes in the USA. This role involves handling federal registrations, state and local tax registrations, payroll setups, and managing ongoing regulatory compliance.Key Responsibilities:Assist clients...

  • Senior Business Solutions Advisor

    8 hours ago

    Kozhikode, Kerala, India beBeeConsultant Full time ₹ 80,00,000 - ₹ 1,20,00,000

    About the OpportunityThis is a client-facing role focused on delivering end-to-end Microsoft Dynamics 365 Business Central solutions. You'll act as a trusted advisor to clients, leveraging your deep product knowledge and consulting experience to guide them through discovery, design, implementation, and post-go-live support.Key Responsibilities:Reporting to...

  • Senior Tax Professional Lead

    2 days ago

    Kozhikode, Kerala, India beBeeTax Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job DescriptionWe are seeking a senior professional to lead our Indirect Tax practice. This opportunity is ideal for someone who blends deep technical knowledge with practical experience in GST and related areas of indirect taxation.Lead end-to-end GST and indirect tax advisory assignments, including structuring, impact analysis, and compliance...

  • Mobility Regulation Leader

    23 hours ago

    Kozhikode, Kerala, India beBeeDirector Full time ₹ 1,45,32,000 - ₹ 2,54,52,000

    Ola Cabs, a leading mobility platform, is transforming the way millions move every day.We are looking for an experienced Associate Director to partner with business, operations, and regulatory teams in India.The role will focus on mobility regulation, consumer protection, litigation management, and commercial contracting to ensure our platform operates with...

  • Financial Policy Advisor

    8 hours ago

    Kozhikode, Kerala, India beBeeAccountability Full time ₹ 20,00,000 - ₹ 25,00,000

    Financial Operations Specialist  Location: JP Nagar Phase 3, Bangalore  Material Depot is building the Ultimate Home Decor Destination redefining how India shops for interiors - tiles, laminates, wall decor, and more.  Our online catalogue enables us to understand design trends in real time and work directly with manufacturers to launch new collections...

  • AI and EV Innovation Legal Director

    23 hours ago

    Kozhikode, Kerala, India beBeeStrategist Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Senior Legal Leader - AI and EV InnovationAt the intersection of law, technology, and business, we are looking for a seasoned Senior Legal Leader to drive strategic partnerships between our Go-to-Market initiatives and AI business vertical. This pivotal role will sit at the forefront of enabling growth while managing risk in highly dynamic and regulated...