Deputy Compliance Manager

2 weeks ago

Alwar, Rajasthan, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

Job Objective:

As a key member of the team, you will be responsible for ensuring seamless membership compliance with regulatory requirements and supporting the team in achieving a zero-error work environment.

This role involves scrutinizing and processing applications for change in director details, shareholding/DPG pattern constitution/re-constitution of partnership firms, and change in member entity names and addresses. You will also be responsible for closing alerts in Trackwizz application, maintaining monthly databases, and collating data for SEBI/Internal departments.

Key Responsibilities:
  • Scrutinizing and processing applications for change in director as per Exchange/SEBI norms
  • Screening all applications related to change in director details, SHP/DPG, Directors, and Transfer of Membership
  • Maintaining records, updating control sheets, and following up with members via mail and phone calls
  • Processing shareholding/DPG pattern constitution/re-constitution of partnership firm
  • Closing alerts in Trackwizz application, maintaining monthly databases, and collating data for SEBI/Internal departments
Required Skills and Qualifications:
  • Bachelor's degree in CS/CA/MBA from a reputable Institute/University
  • 3-4 years of experience in securities/Capital market, financial services, mutual funds, or insurance companies
  • Proactive and result-oriented individual with strong analytical ability and an eye for detail
  • Good execution skills and strong communications skills
Benefits:

The ideal candidate will have excellent organizational skills, be able to prioritize tasks effectively, and possess a strong understanding of MS Office (good Excel skills preferred).

Additionally, the successful candidate will be expected to share learning and develop/communicate best practices across various groups and satisfy company and national regulatory standards.

The position offers opportunities for professional growth and development, with a focus on collaboration and teamwork.

This is a challenging and rewarding role that requires a strong work ethic, attention to detail, and excellent communication skills.

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