
Senior Compliance Manager
6 days ago
A leading financial institution seeks an experienced Compliance Officer to ensure adherence to regulatory requirements.
The successful candidate will be responsible for monitoring and implementing compliance policies, procedures, and controls.
Key Responsibilities: 1. Regulatory reporting and internal audits
2. AML/CFT compliance and monitoring
3. Coordination with custodians and fund administrators
4. Reviewing legal agreements.
Qualifications and Skills:
The ideal candidate will have a strong understanding of regulatory frameworks, excellent communication skills, and a high level of attention to detail. Additionally, they should possess the ability to work closely with senior management and regulatory authorities.
Requirements:
Company Secretary + LLB (optional) having 5 years of experience in Securities Market (5 years is must as per IFSCA Regulations).
Benefits:
- Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs.
- Monitor regulatory changes and effectively communicate updates to relevant stakeholders.
Ongoing Monitoring and Compliance:
Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.
Conduct regular audits and assessments to identify areas of non-compliance or potential risks.
Professional Requirements:
Good understanding of Regulatory and Legal affairs of SEBI Compliances.
Excellent English verbal and drafting communication skills.
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