
Senior Manager/Chief Manager-Compliance
2 days ago
About this role:
This is a fantastic opportunity to take on a leadership position in compliance for a prominent financial services organization. Our ideal candidate will have extensive experience in managing compliance within the AIF/PMS/Fixed Income space, as well as expertise in SEBI regulations.
Main Responsibilities:
- Collaborate with clients on SEBI AIF/PMS compliance matters
- Provide guidance on regulatory queries from clients
- Support during inspections and audits
- E nsure the company maintains adherence to regulatory requirements
Necessary Qualifications:
- Proven track record in the securities market or financial products, including portfolio manager, broker dealer, investment advisor, wealth manager, research analyst, or fund management
- Familiarity with AIF/PMS compliance
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