
Executive Compliance Specialist
2 days ago
Senior Executive
Job Description:
- Postgraduate education from a reputable institution or university is required.
- A minimum of 6-8 years of relevant work experience in regulatory functions and administrative support.
Key Responsibilities:
- Support the Compliance team in handling all matters related to compliance operations.
- Manage inward and outward correspondence, track and escalate communications with SEBI.
- Maintain lists of members, monitor FIU Alerts, and disseminate FIU Guidelines.
- Organize and manage PML compliances, provide administrative support for high-impact Compliance initiatives.
- Draft board agendas and handle documentation of correspondence between the Exchange and SEBI.
- Manage custody of agreements/undertakings and assist the Chief Compliance Officer.
About Us:
- We are a leading institution in the financial sector.
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