Senior Manager/ AVP

1 month ago

Mumbai, Maharashtra, India F3400 FTAM (India) Pvt Ltd, OIC Mumbai Branch Full time
Job Title: Senior Manager/ AVP

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we offer opportunities not only to help you reach your potential but also to contribute to our clients' achievements.

Key Responsibilities:
  • We are currently seeking an experienced professional to join the Regulatory Compliance Team (CT).
  • This is a professional role in a dynamic growing team. Compliance analysis is the process of assessing and organization to ensure that it's operating within the relevant laws and regulations. You will be in charge of regulatory compliance by researching and communicating requirements, obtaining approvals. This role requires excellent relationship-building skills as CT has strong partnerships with various other business teams.
  • Expertise in review and interpretation of SEBI regulations.
  • To advise internal departments on new and existing regulatory requirements.
  • To maintain rapport with regulatory personnel by arranging continuing contacts, resolving concerns.
  • To prepare compliance reports to be filed with the Board of Directors and SEBI, RBI, etc. by collecting, analyzing, and summarizing information.
  • To draft or review internal compliance policies.
  • To review marketing materials and ensure they are in line with regulatory requirements.
  • Preparing and updating offer documents and all other regulatory documents under SEBI regulations.
  • To conduct internal reviews to test the adequacy of controls.
  • Contribute to the continuous improvement of monitoring approaches.
  • Assist in regulatory inspections & audits.
  • Conduct monitoring activity under anti-money laundering regulations.
  • Work closely with senior management on various regulatory and compliance matters.
  • Contribute to team effort by accomplishing related results as needed.
Requirements:
  • Good understanding and experience of regulations pertaining to Indian mutual funds. Knowledge of US/EU/APAC regulatory environment is a bonus.
  • Fair understanding of the Companies Act.
  • 10-15 years of relevant experience with professional qualifications (CS or CA with LL.B). Certification in AML or related field is a bonus.
  • Understanding of the activities of asset management business lines and associated compliance risks.
  • Strong interpersonal skills with the ability to communicate effectively at all levels and to engage with senior FT staff within business units.
  • Excellent written communication skills – ability to communicate complex regulatory issues in writing.
  • Previous experience in mutual fund/AMC compliance team is highly desirable.
  • Regulatory compliance, thoroughness, research skills, reporting research results, building relationships, coordination, audit, general math skills, problem-solving, flexible and agile approach.
  • Ability to work under pressure and within tight timelines.
About Us:

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.

Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation to search for or apply for one of our positions, please send an email to . In your email, please include the accommodation you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.

  • AVP Senior Manager

    3 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: AVP Senior ManagerJoin Riverforest Connections Private Limited as a AVP Senior Manager and take on a challenging role in financial reporting. As a key member of our team, you will be responsible for managing and leading financial reporting processes, ensuring compliance with regulatory requirements, and providing expert guidance to team...

  • Senior Manager/AVP

    3 weeks ago

    Mumbai, Maharashtra, India SaplingsHR Full time

    Key ResponsibilitiesSaplingsHR is seeking a highly skilled professional to join our team as a Senior Manager/AVP. As a key member of our team, you will be responsible for proposing various criteria for shortlisting target anchors in various sectors/geographies.Key Result Areas1. Reach out to CFOs/Finance Heads at target anchor end and pitch solutions.2....

  • Senior Manager, AVP

    4 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job Title: AVP Sr ManagerJob Summary:We are seeking a highly skilled AVP Sr Manager to join our team at Riverforest Connections Private Limited. The successful candidate will be responsible for managing cyber risk and ensuring the security of our digital banking enterprise factory projects.Key Responsibilities:Carry out end-to-end risk assessment processes...

  • AVP Senior Manager

    3 weeks ago

    Mumbai, Maharashtra, India Riverforest Connections Private Limited Full time

    Job DescriptionAs a key member of our team at Riverforest Connections Private Limited, the AVP Senior Manager will be responsible for overseeing the security and integrity of our databases. This includes monitoring database activity in real-time, investigating security incidents, and collaborating with other IT teams to address security concerns and improve...

  • AVP Operations Manager

    1 month ago

    Mumbai, Maharashtra, India ICCS Full time

    Job Title: AVP OperationsAbout the Role:The AVP of Operations will play a critical role in planning, directing, and coordinating operations activities to ensure the development and implementation of efficient operations and cost-effective systems that meet the current and future needs of the organization.Key Responsibilities:Develop and implement operational...

  • AVP Deputy Branch Manager

    4 weeks ago

    Mumbai, Maharashtra, India HSBC Full time

    Deputy Branch Manager AVP Job DescriptionAbout the RoleThe Deputy Branch Manager AVP is a key member of the branch team, responsible for assisting the Branch Manager in driving business growth and ensuring excellent customer service. This role requires strong leadership and management skills, as well as a deep understanding of the bank's products and...

  • Chief Manager/AVP

    1 month ago

    Mumbai, Maharashtra, India TATA AIG General Insurance Company Limited Full time

    Job Title: Chief Manager/AVP - UnderwritingTata AIG General Insurance Company Limited is a leading player in the Indian insurance market, offering a wide range of protection covers to its customers. We are currently seeking a highly skilled and experienced Chief Manager/AVP - Underwriting to join our team.Key Responsibilities:Develop and implement...

  • AVP Operations Manager

    4 weeks ago

    Mumbai, Maharashtra, India ICCS Full time

    Job Summary:ICCS is seeking a highly skilled AVP Operations Manager to lead our operations activities and ensure the development and implementation of efficient operations and cost-effective systems.Key Responsibilities:Plan, direct, coordinate, and oversee operations activities to meet current and future needs of the organization.Develop and implement...

  • AVP Operations Manager

    3 weeks ago

    Mumbai, Maharashtra, India ICCS Full time

    Job Summary:ICCS is seeking a highly skilled AVP Operations Manager to lead our operations activities and drive the development of efficient operations and cost-effective systems.Key Responsibilities:Plan, direct, and coordinate operations activities to meet current and future needs of the organization.Develop and implement efficient operations and...

  • Senior Business Development Manager

    3 weeks ago

    Mumbai, Maharashtra, India Vindhya e infomedia pvt ltd Full time

    Senior Manager/AVP - Business Development Job DescriptionAbout the Role:The Senior Manager/AVP - Business Development is a key leadership position at Vindhya e-Infomedia Pvt Ltd, responsible for driving business development efforts for our domestic BPO division.This role requires a strategic thinker who can identify new business opportunities, build strong...

  • Chief Manager/AVP

    3 weeks ago

    Mumbai, Maharashtra, India TATA AIG General Insurance Company Limited Full time

    Tata AIG General Insurance Company Limited is a joint venture between Tata Group and American International Group (AIG). We are a leading private general insurance company in India, driven by a mission to deliver trustworthy and innovative risk solutions to our customers.We are seeking an experienced and passionate individual to join our team as Chief...

  • AVP Deputy Branch Manager

    3 weeks ago

    Mumbai, Maharashtra, India HSBC Full time

    Unlock New OpportunitiesAt HSBC, we're committed to helping our customers achieve their financial goals. As an AVP Deputy Branch Manager, you'll play a key role in driving our business forward and delivering exceptional customer experiences.Key ResponsibilitiesAssist the Branch Manager in driving business objectives and maintaining high service...

  • AVP Deputy Branch Manager

    4 weeks ago

    Mumbai, Maharashtra, India HSBC Full time

    Unlock New Opportunities with HSBCAre you looking for a career that will take you to new heights? Join HSBC and experience the possibilities. Our company offers opportunities, support, and rewards that will help you grow and succeed.Role OverviewThe AVP Deputy Branch Manager will assist the Branch Manager in driving business objectives and maintaining high...

  • Chief Manager/AVP

    3 weeks ago

    Mumbai, Maharashtra, India AimsHR Full time

    AimsHR is hiring a seasoned professional for a credit underwriting role in Wholesale Structured Finance. As Chief Manager/AVP, you will be responsible for proposal writing, deal analysis, and liaisoning with stakeholders.Key Responsibilities:Developing and maintaining relationships with business teams, clients, and other stakeholders.Periodic covenant...

  • AVP - Digital Transformation Expert

    3 weeks ago

    Mumbai, Maharashtra, India Zycus Full time

    AVP - Professional Services Job DescriptionWe are seeking an experienced AVP - Professional Services to lead our India team and drive our efforts in the US region. The successful candidate will have 16+ years of consulting or professional services experience, a passion for e-procurement, and a knack for driving transformation.Key Responsibilities:Champion...

  • Senior Associate/AVP for Portfolio Monitoring

    2 weeks ago

    Navi Mumbai, Maharashtra, India Apex Group Full time

    About the RoleWe are seeking a highly motivated Senior Associate/AVP to join our Portfolio Monitoring team. As a key member of the team, you will be responsible for capturing and reviewing financials of private and public companies owned by Private Equity Funds across the globe.Key Responsibilities:Capturing and reviewing financials of private and public...

  • AVP - Portfolio Advisory Manager

    4 days ago

    Mumbai, Maharashtra, India Emkay Global Financial Services Ltd Full time

    About Emkay Global Financial Services Ltd.As a leader in the financial services sector, we have been actively creating wealth for our clients for over two decades. Founded in 1995 with a clear goal of offering sound, research-backed financial advice, we have successfully served a wide variety of highly distinguished clientele around the world.We are seeking...

  • AVP - Professional Services Leader

    3 weeks ago

    Mumbai, Maharashtra, India Zycus Full time

    AVP - Professional Services Leader Opportunity at Zycus Zycus is a pioneer in Cognitive Procurement software, offering a trusted partnership to large global enterprises for two decades. Our Source to Pay integrated suite has been consistently recognized by Gartner, Forrester, and other analysts. We seek an experienced AVP - Professional Services...

  • AVP Data Sales Lead

    1 month ago

    Mumbai, Maharashtra, India Yubi Group Full time

    Job Title: AVP Data SalesAbout the RoleWe are seeking a highly motivated and experienced AVP Sales to lead our sales efforts in data products, retail lending platforms, and credit & risk scoring solutions. The ideal candidate will have a strong background in sales within the startup, consumer internet, IT companies, software companies with a deep...

  • SAS Programmer- AVP

    1 month ago

    Mumbai, Maharashtra, India Citi Full time

    Job SummaryWe are seeking a highly skilled SAS Programmer- AVP to join our team at Citi. The successful candidate will be responsible for designing, configuring, and deploying new features into existing SAS scripts, as well as building features from user requirements and managing data flows.Key ResponsibilitiesDesign and configure new features into existing...