
Compliance Assurance Manager
1 week ago
Job Title: Compliance Assurance Manager
We are seeking a skilled professional to lead our compliance assurance efforts.
Job Description:The successful candidate will be responsible for ensuring that our members adhere to all relevant regulations and guidelines.
Key Responsibilities:
- Conduct regular audits of members to ensure compliance with regulatory requirements
- Develop and implement effective compliance strategies to mitigate risks and ensure security controls are in place
- Collaborate with internal departments to ensure alignment with overall business objectives
- Provide training and support to members on compliance best practices
Requirements:
To be considered for this role, you must have a strong background in audit procedures, financial regulations, and compliance management.
- Chartered Accountant or Cost and Works Accountant (CMA) certification is required
- Minimum 5-8 years of experience in a related field, with 2-3 years of relevant work experience in broking/exchange/financial institution operations
Desirable Skills:
Excellent written communication skills, attention to detail, analytical and investigating skills, time management, and result orientation.
Why Join Us?
Join us in our mission to promote a culture of compliance and integrity within our organization.
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