Compliance Specialist

2 days ago


Noida, Uttar Pradesh, India beBeeRegulatory Full time US$ 8,00,000 - US$ 10,00,000

This is a Group Lead Compliance role that offers the opportunity to stay ahead of evolving regulatory developments across EMEA and APAC.

The position requires the ability to assess their impact on the asset management business and support the Head of Compliance in delivering key departmental objectives.

Key Responsibilities
  • Identify, assess and track key regulatory developments and changes for the relevant business areas within asset management.
  • Maintain the regulatory developments tracker and SharePoint log, following up on status against regulatory change measures to be implemented.
  • Support meetings that receive Compliance updates and collaborate with the North America Regulatory Developments team.
  • Complete initial assessments of regulatory developments and assist with deeper dive analysis and interpretation of regulatory changes.
  • Liaise with Columbia Threadneedle America on SEC regulation that may need to be interpreted and assessed for its impacts on the EMEA business.
Skills and Qualifications
  • Strong knowledge of regulatory developments and changes in EMEA and APAC.
  • Excellent analytical and problem-solving skills.
  • Able to work independently and as part of a team.
  • Strong communication and interpersonal skills.
Benefits

This role offers a competitive salary and benefits package, including opportunities for professional development and growth.

Working Environment

The successful candidate will be based in [location] and will have access to state-of-the-art technology and resources.



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