Senior Financial Compliance Specialist

4 days ago

Gurgaon, Haryana, India Genpact Full time

Genpact is a leading global professional services firm driving business outcomes with 125,000+ employees across 30+ countries. Our teams are driven by an innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose – the relentless pursuit of a world that works better for people – we serve and transform leading enterprises with deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI.

We invite applications for a Senior Financial Compliance Specialist/Assistant Manager role. In this position, you will be responsible for conducting Anti-Money Laundering (AML) and Know-Your-Customer (KYC) checks for a global investment bank. This includes assessing alerts, investigations, and reviews according to policy guidelines.

The responsibilities of this role include:

  • Reviewing transaction monitoring or screening alerts in Sanctions, Adverse Media, and Politically Exposed Persons.
  • Conducting open-source searches to gather relevant information for investigation and review.
  • Performing due diligence on customer documents as per the bank's policy and guidelines.
  • Capturing information and documents from internal systems and teams as per established norms on KYC documentation.
  • Initiating and coordinating client outreach for document retrieval.
  • Analyzing false positives for counterparties alerted during watchlist, sanctions, and adverse media screening.
  • Mitigating true hits for AML adverse concerns and collaborating closely for further action.
  • Closing interactions with customers/business as an SME in AML/Compliance.
  • Adhering to critical metrics and business SLAs.

Qualifications sought:

  • University graduate in any field.
  • Relevant work experience.
  • Sound business communication skills in English.

PREFERRED SKILLS:

  • Experience in CDD/EDD of clients for Investment or Retail Banks, including periodic review/KYC refresh.
  • Ability to conduct detailed investigations in Adverse/Negative Media and Transaction Surveillance/Monitoring.
  • Sound understanding of Sanctions, PEP, and other watchlists required for alert adjudication according to bank policies.
  • Ability to independently research, analyze, and recommend solutions to close open items and discrepancies.
  • Knowledge of AML/KYC controls including front-end systems, applications, data sources, and back-end controls.
  • Experience with tools like World Check, Banker's Almanac, Actimize, RDC, Lexis Nexis, Dow Jones, and regulatory databases such as FINRA, Company House, and other local regulators/companies registries.
  • Exposure to AML with Institutional Clients/Investment Banking and products.
  • Understanding of CDD, EDD, and CIP requirements to ensure compliance under regulations.
  • Good experience in MS-Office applications like Excel, Word, PowerPoint, Outlook.

This position requires strong analytical and problem-solving skills, with excellent communication and interpersonal abilities. The ideal candidate will have experience working with AML/KYC systems, regulations, and procedures. Familiarity with global banking practices and ability to adapt to changing regulatory environments is also essential.

Based on industry standards and the required skills, the estimated salary range for this role is between $80,000 and $120,000 annually, depending on location and experience.

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